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Daniel H Hirsch

SUSQUEHANNA FINANCIAL GROUP, LLLP
CHICAGO, IL
·CRD# 1607068·39 years experience

Professional Summary

Daniel H Hirsch, who also goes by Daniel Harold Hirsch, is a registered financial advisor currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Chicago, Illinois. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1986. Daniel has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Harold Hirsch

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
175 W. Jackson Blvd Suite 1700, Chicago, IL 60604
October 13, 2011 - Present
CITADEL SECURITIES LLC·CRD# 116797
BD
Chicago, IL
February 25, 2011 - September 22, 2011
CHAPDELAINE TULLETT PREBON, LLC·CRD# 7017
BD
Chicago, IL
August 3, 2010 - February 18, 2011
WALL STREET ACCESS·CRD# 10012
BD
Chicago, IL
April 7, 2009 - June 28, 2010
BARCLAYS CAPITAL INC.·CRD# 19714
BD
Chicago, IL
July 29, 2002 - March 9, 2009
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
January 3, 2001 - July 24, 2002
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 16, 2000 - November 7, 2000
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
May 22, 1989 - October 16, 2000
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
December 23, 1986 - April 1, 1989

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Current Firm

SF
SUSQUEHANNA FINANCIAL GROUP, LLLP

FOREST LANE SECURITIES, INC. | SUSQUEHANNA FINANCIAL GROUP, LLLP | SUSQUEHANNA FINANCIAL GROUP, L.P. | SUSQUEHANNA FINANCIAL GROUP, INC.

CRD#: 35865 / SEC#: 8-44325
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122

Mailing Address

401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122

Phone Number

(800) 825-9550

Established

Delaware since 07/25/2002

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SFG HOLDING, LLCLIMITED PARTNER—
DANIELS, ETHAN SCOTTPOO5902179
FARLEY, MEGHAN ELIZABETHFINOP7965658
KRASNICK, ALAN JONATHANMUNICIPAL SECURITIES PRINCIPAL4606571
SABA, JACOB ELIASCHIEF COMPLIANCE OFFICER6943911
SFG PARTNER LLCGENERAL PARTNER—
WOOD, NICHOLAS HPRESIDENT2626078

Disclosures

Regulatory Event

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/13/2011)
RR
Colorado
(11/22/2011)
RR
Connecticut
(11/17/2011)
RR
Florida
(2/10/2022)
RR
Illinois
(10/13/2011)
RR
Indiana
(10/4/2013)
RR
Iowa
(10/13/2011)
RR
Massachusetts
(2/10/2022)
RR
Michigan
(10/18/2012)
RR
Minnesota
(2/10/2022)
RR
Missouri
(10/13/2011)
RR
Nebraska
(2/10/2022)
RR
New Jersey
(6/7/2016)
RR
New York
(10/13/2011)
RR
Ohio
(10/13/2011)
RR
Pennsylvania
(10/13/2011)
RR
Tennessee
(11/21/2024)
RR
Wisconsin
(10/13/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Jan 2003About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1999
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel H Hirsch's CRS (Customer Relationship Summary).

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DH
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