David C. Tateosian

SANDRO WEALTH MANAGEMENT LLC

SAN MATEO, CA 94402

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CRD#: 1605404

Professional summary

David C Tateosian, who also goes by David Charles Tateosian, is a registered financial advisor currently at SANDRO WEALTH MANAGEMENT LLC located in San Mateo, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 6, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Charles Tateosian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) San Francisco SPCA; Yes investment-related; San Francisco, CA; Animal welfare organization; Board Member & President; 1/2/2018; 1 hour per month; 1 hour during securities trading; I am on the investment committee of the SFSPCA, I am not an authorized agent on any of the organization's accounts. 2) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David C Tateosian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2025 - Present

SANDRO WEALTH MANAGEMENT LLC

Office #1: 493 Edgewood Road, San Mateo, CA 94402

RIA

CRD#: 332113

SAN MATEO, CA

Past

May 29, 2024 - July 13, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

San Francisco, CA

Past

September 29, 2023 - July 13, 2024

CRD#: 105108

San Francisco, CA

Past

February 10, 1997 - May 12, 2003

PREFERREDTRADE, INC.

CRD#: 10993

SAN FRANCISCO, CA

Past

March 12, 1987 - December 3, 1996

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

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Contact information

Main Address

155 Passaic Ave Suite 400, Fairfield, NJ 07004

Mailing Address

Phone number

(201) 661-3416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDRO WEALTH MANAGEMENT LLC FORM ADV 2A (5/14/2025)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 101,714,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David C. Tateosian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David C Tateosian's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC WEALTH ADVISORS, LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

PREFERREDTRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SANDRO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/1987

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 1/10/2002

Series 55

Date: 6/30/2000

Series 7

Date: 6/20/1987

Series 6

Date: 3/11/1987

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 4

Date: 12/2/1999

Series 24

Date: 5/13/1999

Series 8

Date: 5/10/1991

Current Firm

SANDRO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDRO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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