Kevin P. Kology

TCBI SECURITIES

Dallas, TX 75201

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CRD#: 1605196

Professional summary

Kevin Paul Kology, who also goes by Kevin Paul Kology, Kevin P Kology, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Paul Kology | Kevin P Kology

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Paul Kology's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2025 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201

CRD#: 313304

Dallas, TX

Past

July 19, 2022 - July 23, 2025

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

December 10, 2019 - June 21, 2022

BERENBERG CAPITAL MARKETS LLC

CRD#: 156757

NEW YORK, NY

Past

February 19, 2019 - December 16, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

November 10, 2008 - February 19, 2019

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

September 22, 2008 - December 3, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

February 20, 2001 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 4, 2000 - February 20, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

August 10, 1992 - December 4, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 22, 1989 - March 13, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

December 22, 1987 - March 13, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/13/2025)

Alaska
(8/13/2025)

Arizona
(8/13/2025)

Arkansas
(8/13/2025)

California
(8/13/2025)

Colorado
(8/13/2025)

Connecticut
(8/13/2025)

Delaware
(8/13/2025)

District of Columbia
(8/13/2025)

Florida
(8/13/2025)

Georgia
(8/13/2025)

Hawaii
(8/13/2025)

Idaho
(8/13/2025)

Illinois
(8/13/2025)

Indiana
(8/13/2025)

Iowa
(8/13/2025)

Kansas
(8/13/2025)

Kentucky
(8/13/2025)

Louisiana
(8/13/2025)

Maine
(8/13/2025)

Maryland
(8/13/2025)

Massachusetts
(8/13/2025)

Michigan
(8/13/2025)

Minnesota
(8/13/2025)

Mississippi
(8/13/2025)

Missouri
(8/13/2025)

Montana
(8/13/2025)

Nebraska
(8/13/2025)

Nevada
(8/13/2025)

New Hampshire
(8/13/2025)

New Jersey
(8/13/2025)

New Mexico
(8/13/2025)

New York
(8/13/2025)

North Carolina
(8/13/2025)

North Dakota
(8/13/2025)

Ohio
(8/13/2025)

Oklahoma
(8/13/2025)

Oregon
(8/13/2025)

Pennsylvania
(8/13/2025)

Puerto Rico
(8/13/2025)

Rhode Island
(8/13/2025)

South Carolina
(8/13/2025)

South Dakota
(8/13/2025)

Tennessee
(8/13/2025)

Texas
(8/13/2025)

Utah
(8/13/2025)

Vermont
(8/13/2025)

Virgin Islands
(8/13/2025)

Virginia
(8/13/2025)

Washington
(8/13/2025)

West Virginia
(8/13/2025)

Wisconsin
(8/13/2025)

Wyoming
(8/13/2025)

Exams

State Security Law Exam

Series 63

Date: 3/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/1/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 12/10/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin P. Kology

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Paul Kology's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTLEOAK SECURITIES, LP

BERENBERG CAPITAL MARKETS LLC

DEUTSCHE BANK SECURITIES INC.

JEFFERIES LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/17/1993

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/1/2000

Series 3

Date: 12/10/1996

Series 7

Date: 12/19/1987

Series 24

Date: 12/21/2020

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

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