John S. Linger

FIRST AVENUE

New York, NY 10017

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CRD#: 1604493

Professional summary

John Sullivan Linger is a registered financial professional currently at FIRST AVENUE located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 8 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Sullivan Linger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2022 - Present

FIRST AVENUE

Office #1: 461 Fifth Avenue 14th Floor, New York, NY 10017

CRD#: 145860

New York, NY

Past

March 31, 2021 - September 16, 2022

SP SECURITIES LLC

CRD#: 130560

HOUSTON, TX

Past

February 18, 2019 - April 16, 2019

FIDUS SECURITIES, LLC

CRD#: 132882

CHARLOTTE, NC

Past

May 17, 2000 - May 13, 2003

ROSETTA PARTNERS LLC

CRD#: 47841

NEW YORK, NY

Past

September 27, 1996 - October 26, 1999

ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356

STAMFORD, CT

Past

August 3, 1992 - August 1, 1995

BENEDETTO, GARTLAND & COMPANY, INC.

CRD#: 24083

NEW YORK, NY

Past

August 27, 1990 - November 4, 1993

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 23, 1987 - September 19, 1988

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2024)

Alaska
(9/7/2022)

Arizona
(9/7/2022)

Arkansas
(1/2/2024)

California
(9/7/2022)

Colorado
(1/2/2024)

Connecticut
(9/7/2022)

Delaware
(1/2/2024)

District of Columbia
(9/7/2022)

Florida
(9/7/2022)

Georgia
(9/7/2022)

Hawaii
(1/2/2024)

Idaho
(1/2/2024)

Illinois
(9/7/2022)

Indiana
(1/2/2024)

Iowa
(1/2/2024)

Kansas
(9/7/2022)

Kentucky
(11/18/2022)

Louisiana
(11/18/2022)

Maine
(1/2/2024)

Maryland
(11/18/2022)

Massachusetts
(11/18/2022)

Michigan
(9/7/2022)

Minnesota
(9/7/2022)

Mississippi
(1/2/2024)

Missouri
(11/18/2022)

Montana
(1/2/2024)

Nebraska
(1/2/2024)

Nevada
(1/2/2024)

New Hampshire
(1/2/2024)

New Jersey
(9/7/2022)

New Mexico
(9/7/2022)

New York
(9/7/2022)

North Carolina
(8/31/2022)

North Dakota
(1/2/2024)

Ohio
(9/7/2022)

Oklahoma
(1/2/2024)

Oregon
(11/18/2022)

Pennsylvania
(9/7/2022)

Rhode Island
(1/2/2024)

South Carolina
(9/7/2022)

South Dakota
(1/2/2024)

Tennessee
(2/12/2024)

Texas
(9/7/2022)

Utah
(1/2/2024)

Vermont
(1/2/2024)

Virginia
(9/7/2022)

Washington
(9/7/2022)

West Virginia
(1/2/2024)

Wisconsin
(9/7/2022)

Wyoming
(1/2/2024)

Exams

State Security Law Exam

Series 63

Date: 2/25/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 9/3/2022

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 2/18/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 2/6/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST AVENUE

FAP USA, L.P. | FIRST AVENUE

CRD#: 145860 / SEC#: , 8-67758

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

461 Fifth Avenue 14th Floor, New York, NY 10017

Mailing Address

461 Fifth Avenue 14th Floor, New York, NY 10017

Phone number

(646) 582-5777

Established

Delaware since 02/14/2007

Firm type

Partnership

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FAP USA, L.L.C.	LIMITED PARTNER
BUCKLEY, PAUL DEREK	PARTNER, CEO	1822709
FAP GEN PAR, L.L.C.	GP
PLANT, LYDIA HYUNJU	FINOP, CFO AND COO	7390471
RYAN, KIMBERLY ANN	CHIEF COMPLIANCE OFFICER	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John S. Linger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Sullivan Linger's CRS (Customer Relationship Summary).

Certified licenses

Experience

SP SECURITIES LLC

FIDUS SECURITIES, LLC

ROSETTA PARTNERS LLC

ATLANTIC - PACIFIC CAPITAL, INC.

BENEDETTO, GARTLAND & COMPANY, INC.

MORGAN STANLEY DW INC.

SANFORD C. BERNSTEIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2019

Series 82TO

Date: 9/3/2022

Series 79TO

Date: 2/18/2019

SIE

Date: 2/6/2019

Series 7

Date: 6/20/1987

Series 24

Date: 12/6/2023

FINRA

Current Firm

FIRST AVENUE

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FIRST AVENUE

TRUST BUT VERIFY

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