Mark P. Parisi
Professional summary
Mark Peter Parisi is a registered financial professional currently at SHOPOFF SECURITIES, INC. located in Irvine, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 17 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Peter Parisi's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2022 - Present
SHOPOFF SECURITIES, INC.
Office #1: 18565 Jamboree Road Suite 200, Irvine, CA 92612November 9, 2021 - August 5, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 1, 2021 - August 2, 2022
FIDELITY BROKERAGE SERVICES LLC
June 14, 2018 - November 4, 2020
TERRA CAPITAL MARKETS LLC
December 10, 2015 - May 7, 2018
TERRA CAPITAL MARKETS LLC
July 23, 2013 - July 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 11, 2013 - July 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 24, 2012 - July 11, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 23, 2012 - July 11, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 2010 - July 10, 2012
LPL FINANCIAL LLC
April 16, 2009 - July 10, 2012
LPL FINANCIAL LLC
February 28, 2002 - January 21, 2005
TD WEALTH MANAGEMENT SERVICES INC.
January 30, 2002 - March 5, 2002
ESSEX NATIONAL SECURITIES, LLC
October 8, 1999 - January 4, 2002
BNY INVESTMENT CENTER INC.
February 1, 1999 - November 3, 1999
ESSEX NATIONAL SECURITIES, LLC
October 21, 1998 - February 9, 1999
SUMMIT FINANCIAL SERVICES GROUP, INC.
December 17, 1997 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
March 22, 1996 - October 1, 1997
CONSECO SECURITIES, INC.
August 1, 1994 - March 30, 1995
1717 CAPITAL MANAGEMENT COMPANY
August 5, 1993 - May 6, 1994
NEW ENGLAND SECURITIES
February 9, 1987 - July 20, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
SHOPOFF SECURITIES, INC.
CRD#: 142866 / SEC#: , 8-67499
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE SHOPOFF REVOCABLE TRUST DATED 8/12/2004 | OWNER | |
| MERRIMAN, JO ALMA | CHIEF OPERATING OFFICER | 7346895 |
| SHOPOFF, CINDY MILAM | TRUSTEE | 5380583 |
| SHOPOFF, WILLIAM ANTHONY | CHIEF COMPLIANCE OFFICER / AML-CO | 1273471 |
| SHOPOFF, WILLIAM ANTHONY | PRESIDENT/CEO | 1273471 |
| SHOPOFF, WILLIAM ANTHONY | TRUSTEE | 1273471 |
| SHUMBERG, IVANA M | FINOP | 3167225 |
Red Flags
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