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JM

Jeffrey D. Matthews

ALLSTATE FINANCIAL SERVICES
Monroeville, PA 15146-2301
Some features on this profile are disabled
CRD#: 1603920
JM

Professional summary


Jeffrey David Matthews, who also goes by Jeff Matthews, Jeffrey Matthews, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Monroeville, Pennsylvania.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeff Matthews | Jeffrey Matthews

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffrey David Matthews's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 2, 2009 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2651 Monroeville Blvd, Monroeville, PA 15146-2301
BD
CRD#: 18272
Monroeville, PA
Past

February 15, 2008 - January 23, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
WEXFORD, PA
Past

February 15, 2008 - January 23, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
WEXFORD, PA
Past

May 3, 2007 - February 5, 2008

INVESTMENT PROFESSIONALS, INC.

RIA
CRD#: 30184
LEECHBURG, PA
Past

February 9, 2007 - February 5, 2008

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
LEECHBURG, PA
Past

July 8, 2003 - November 10, 2006

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
PITTSBURGH, PA
Past

May 1, 2003 - July 11, 2003

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
PITTSBURGH, PA
Past

May 8, 2002 - July 11, 2003

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
JOHNSTON, RI
Past

September 15, 2000 - December 31, 2000

MBSC, LLC

BD
CRD#: 42430
NEW YORK, NY
Past

September 15, 2000 - May 8, 2002

DREYFUS INVESTMENT SERVICES COMPANY, LLC

BD
CRD#: 17477
PITTSBURGH, PA
Past

June 29, 1998 - September 13, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

June 29, 1998 - September 13, 2000

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

March 1, 1996 - July 1, 1998

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

March 25, 1987 - March 1, 1996

G. R. PHELPS & CO., INC.

BD
CRD#: 173

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/4/2022)
RR
New Jersey
(1/22/2016)
RR
North Carolina
(3/12/2024)
RR
Ohio
(12/18/2012)
RR
Pennsylvania
(2/2/2009)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/6/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALLSTATE FINANCIAL SERVICES, LLC
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: , 8-36365

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380
Mailing Address
Po Box 83271, Lincoln, NE 68501-3271
Phone number
(877) 232-2142
Established
Delaware since 11/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE6357880
DELANEY, SCOTT SULLIVANPRESIDENT AND CHIEF EXECUTIVE OFFICER2978681
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISCHAIRMAN OF THE BOARD2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113
WHITCOMB, MICHAEL JAMESFINOP7495756

Disclosures


Regulatory Event4
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272Monroeville, PA 15146-2301

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