Lore M. Gordon
Professional summary
Lore Marie Gordon, who also goes by Lore Marie Deinzer, Lore M Gordon, is a registered financial advisor currently at RMR WEALTH MANAGEMENT located in New York, New York and DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Lore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Lore has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lore Marie Gordon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2013 - Present
RMR WEALTH MANAGEMENT
Office #1: 14 Penn Plaza Ste 1316, New York, NY 10122February 24, 2011 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 14 Penn Plaza Suite 1316, New York, NY 10122May 11, 2000 - December 7, 2010
MML INVESTORS SERVICES, LLC
September 18, 1996 - January 28, 2000
CHASE INVESTMENT SERVICES CORP.
August 18, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
September 24, 1992 - August 9, 1994
FLEET ENTERPRISES, INC.
September 17, 1991 - July 13, 1992
USLIFE EQUITY SALES CORP.
November 18, 1987 - August 23, 1990
LEHMAN BROTHERS INC.
January 21, 1987 - October 29, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
RMR WEALTH MANAGEMENT
CRD#: 152266 / SEC#: 801-70823
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2011)
(4/3/2017)
(8/9/2024)
(4/15/2011)
(2/15/2013)
(2/25/2011)
(6/4/2021)
(12/2/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RMR WEALTH MANAGEMENT
CRD#: 152266 / SEC#: 801-70823
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 135,788,693 |
Red Flags
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