Eric L. Diamond
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
WELLINGTON, FL
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CRD#: 1602991
Professional summary
Eric Lee Diamond, who also goes by Rick Diamond, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Wellington, Florida and FIDELITY BROKERAGE SERVICES LLC located in Boca Raton, Florida.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
As a Wealth Management Advisor, I can help generations of families create a comprehensive set of personalized wealth strategies designed for the growth, preservation, and transfer of their wealth. I try to make everyone around me feel like family. I coordinate the input and involvement of a team of specialists, including an Investment Manager, members of the Advanced Planning team, and a Trust Officer, to provide wealth management services as needed.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Diamond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Lee Diamond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Southern California
Bachelor of Science (BS) - Biomedical Engineering
1979
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1400 Glades Road Suite 180, Boca Raton, FL 33431-6457RIA
CRD#: 104555
WELLINGTON, FL
Current
January 10, 2007 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1400 Glades Road, Suite 180, Boca Raton, FL 33431BD
CRD#: 7784
Boca Raton, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
FT. LAUDERDALE, FL
Past
February 20, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FT. LAUDERDALE, FL
Past
May 26, 2003 - October 23, 2006
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOCA RATON, FL
Past
April 3, 2003 - October 23, 2006
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
BOCA RATON, FL
Past
August 11, 1995 - June 27, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
December 23, 1986 - September 12, 1995
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/17/2020)
RR
Alaska(11/17/2020)
RR
Arizona(1/5/2016)
RR
Arkansas(11/17/2020)
RR
California(1/5/2010)
RR
Colorado(1/3/2014)
RR
Connecticut(6/9/2009)
RR
Delaware(1/5/2016)
RR
District of Columbia(1/5/2016)
RR
Florida(1/10/2007)
IAR
Florida(3/31/2025)
RR
Georgia(1/5/2016)
RR
Hawaii(11/17/2020)
RR
Idaho(11/17/2020)
RR
Illinois(1/10/2007)
RR
Indiana(11/17/2020)
RR
Iowa(11/17/2020)
RR
Kansas(11/17/2020)
RR
Kentucky(11/17/2020)
RR
Louisiana(11/17/2020)
RR
Maine(11/17/2020)
RR
Maryland(1/5/2016)
RR
Massachusetts(1/10/2007)
RR
Michigan(11/17/2020)
RR
Minnesota(1/5/2016)
RR
Mississippi(11/17/2020)
RR
Missouri(11/17/2020)
RR
Montana(11/17/2020)
RR
Nebraska(11/17/2020)
RR
Nevada(11/17/2020)
RR
New Hampshire(11/17/2020)
RR
New Jersey(1/10/2007)
RR
New Mexico(11/17/2020)
RR
New York(1/10/2007)
RR
North Carolina(1/10/2007)
RR
North Dakota(11/17/2020)
RR
Ohio(1/5/2010)
RR
Oklahoma(11/17/2020)
RR
Oregon(11/17/2020)
RR
Pennsylvania(1/10/2007)
RR
Rhode Island(1/5/2016)
RR
South Carolina(11/17/2020)
RR
South Dakota(11/17/2020)
RR
Tennessee(1/5/2016)
RR
Texas(1/16/2008)
IAR
Texas(3/31/2025)
RR
Utah(11/17/2020)
RR
Vermont(11/17/2020)
RR
Virginia(1/12/2010)
RR
Washington(1/5/2016)
RR
West Virginia(11/17/2020)
RR
Wisconsin(1/5/2016)
RR
Wyoming(11/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555Wellington, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
