Kenneth S. Gunter

HIGHCREST CAPITAL

FREDRICKSBURG, TX 78624

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CRD#: 1602949

Professional summary

Kenneth Sloan Gunter JR., who also goes by Kenneth Sloan Gunter Jr, Kenneth Sloan Gunter, Kenneth Gunter, Sloan Gunter, is a registered financial advisor currently at HIGHCREST CAPITAL, LLC located in Fredricksburg, Texas.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kenneth has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Sloan Gunter Jr | Kenneth Sloan Gunter | Kenneth Gunter | Sloan Gunter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Sloan Gunter JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2019 - Present

HIGHCREST CAPITAL, LLC

Office #1: 208 S. Llano St., Fredricksburg, TX 78624

RIA

CRD#: 291007

FREDRICKSBURG, TX

Past

July 8, 2014 - February 5, 2015

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

FREDERICKSBURG, TX

Past

April 17, 2014 - February 5, 2015

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

January 18, 2012 - April 18, 2012

GIRARD SECURITIES, INC.

CRD#: 18697

FREDERICKSBURG, TX

Past

July 24, 2006 - December 13, 2010

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

July 1, 2005 - July 25, 2006

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

January 11, 2005 - July 1, 2005

CITISTREET FINANCIAL SERVICES LLC

RIA

CRD#: 107311

IRVING, TX

Past

January 11, 2005 - July 1, 2005

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

October 28, 2002 - January 13, 2005

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

FREDERICKSBURG, TX

Past

October 28, 2002 - January 13, 2005

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

April 3, 2002 - September 18, 2002

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

September 10, 1998 - March 15, 2002

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

October 1, 1996 - February 25, 1997

LINK INVESTMENT SERVICES, INC.

CRD#: 33367

Past

October 15, 1990 - October 9, 1996

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHCREST CAPITAL, LLC

CRD#: 291007 / SEC#: 801-115154

RIA

Registered Investment Advisory firm - (5/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/1990

General Securities Representative Examination

Current Firm

HIGHCREST CAPITAL, LLC

CRD#: 291007 / SEC#: 801-115154

RIA

Registered Investment Advisory firm - (5/7/2019 Approved)

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Contact information

Main Address

208 S. Llano St., Fredricksburg, TX 78624

Mailing Address

Phone number

(830) 214-2770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

HIGHCREST ADV PART 2A (5/29/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 758,920,862

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	3/29/2019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth S. Gunter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Sloan Gunter JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

GIRARD SECURITIES, INC.

EQUITABLE DISTRIBUTORS, LLC

TRANSAMERICA CAPITAL, LLC

CITISTREET FINANCIAL SERVICES LLC

CITISTREET EQUITIES LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

LINK INVESTMENT SERVICES, INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

Primary Firm SEC Registration

HIGHCREST CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2018

Series 63

Date: 9/28/1990

SIE

Date: 2/5/2015

Series 7

Date: 8/24/1990

Current Firm

HIGHCREST CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

HIGHCREST CAPITAL, LLC

TRUST BUT VERIFY

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