Brendan D. Connaughton

CATALYST PRIVATE WEALTH

SAN MATEO, CA 94401

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CRD#: 1602941

Professional summary

Brendan Diarmuid Connaughton, who also goes by Brendan Dermot Connaughton, Brendan Durmond Connaughton, is a registered financial advisor currently at CATALYST PRIVATE WEALTH, LLC located in San Mateo, California.

Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Brendan has worked at 14 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendan Dermot Connaughton | Brendan Durmond Connaughton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. URLIFE MEDIA; NOT INVESTMENT RELATED; LOS ANGELES, CA; AN APPLICATION SITE THAT ASSISTS USERS IN TRAILER CREATION SERVICES. IT ALLOWS USERS TO REGISTER AND PURCHASE A CUSTOM EDITED TRAILER BY UPLOADING PERSONAL VIDEOS AND PICTURE CONTENT; INVESTOR; 4/8/2019; O HOURS PER MONTH, 0 DURING SECURITIES HOURS; NO DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Diarmuid Connaughton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2019 - Present

CATALYST PRIVATE WEALTH, LLC

Office #1: 3 East Third Ave., Office 323, San Mateo, CA 94401

RIA

CRD#: 305565

SAN MATEO, CA

Past

January 8, 2018 - September 30, 2019

MUTUAL ADVISORS, LLC

RIA

CRD#: 167658

San Francisco, CA

Past

May 21, 2013 - April 4, 2018

CLEARPATH CAPITAL PARTNERS LLC

RIA

CRD#: 111756

SAN FRANCISCO, CA

Past

December 19, 2011 - May 22, 2013

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

December 12, 2011 - May 22, 2013

CRD#: 17438

SAN FRANCISCO, CA

Past

February 18, 1994 - January 7, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

January 27, 1988 - March 10, 1994

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

October 27, 1987 - January 27, 1988

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALYST PRIVATE WEALTH, LLC

CRD#: 305565 / SEC#: 801-117383

RIA

Registered Investment Advisory firm - (9/20/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2019)

IAR

Texas
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

CATALYST PRIVATE WEALTH, LLC

CRD#: 305565 / SEC#: 801-117383

RIA

Registered Investment Advisory firm - (9/20/2019 Approved)

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Contact information

Main Address

3 East Third Ave. Office 323, San Mateo, CA 94401

Mailing Address

Phone number

(415) 887-1430

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CATALYST PRIVATE WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 330,573,403

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brendan D. Connaughton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendan Diarmuid Connaughton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL ADVISORS, LLC

CLEARPATH CAPITAL PARTNERS LLC

EDWARD JONES

EDWARD JONES

HSBC SECURITIES (USA) INC.

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

CIBC WORLD MARKETS CORP.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CATALYST PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2011

Series 63

Date: 10/8/1987

Series 7

Date: 9/19/1987

Current Firm

CATALYST PRIVATE WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CATALYST PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Contact information

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