Emanuel Schmalz
Professional summary
Emanuel Schmalz, who also goes by Manny Small, is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.
Emanuel is registered as a RR (Registered Representative) and started their career in finance in 1987. Emanuel has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emanuel Schmalz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2007 - Present
BLAYLOCK VAN, LLC
Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022July 30, 2007 - December 21, 2007
BLAYLOCK & COMPANY, INC.
January 10, 2006 - July 20, 2007
MAXIM GROUP LLC
June 9, 2003 - November 8, 2005
SOVEREIGN SECURITIES CORPORATION, LLC
November 27, 2001 - February 26, 2002
UTENDAHL CAPITAL PARTNERS, L.P.
December 22, 1998 - July 18, 2001
MESIROW FINANCIAL, INC.
December 23, 1996 - December 22, 1998
TUCKER ANTHONY INCORPORATED
January 30, 1993 - December 31, 1996
RODMAN & RENSHAW INC.
June 28, 1989 - October 16, 1992
FINANCIAL SQUARE PARTNERS
March 25, 1987 - September 11, 1990
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2012)
(2/14/2017)
(1/9/2024)
(2/25/2015)
(4/2/2024)
(7/14/2025)
(1/3/2008)
(1/3/2008)
(12/16/2024)
(3/28/2024)
(2/15/2022)
(10/23/2025)
Exams
FINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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