AC
Anthony T. Corallo
STERLING CAPITAL DISTRIBUTORS
Burlingame, CA 94010
Some features on this profile are disabled
CRD#: 1602099
AC
Professional summary
Anthony Thomas Corallo, who also goes by Tony Corallo, is a registered financial professional currently at STERLING CAPITAL DISTRIBUTORS, LLC located in Burlingame, California.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1987. Anthony has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tony Corallo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Thomas Corallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2007 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 533 Airport Boulevard Suite 400, Burlingame, CA 94010BD
CRD#: 103934
Burlingame, CA
Past
February 7, 2002 - December 31, 2006
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
July 28, 1997 - February 26, 2001
UAM FUND DISTRIBUTORS, INC.
BD
CRD#: 24364
BOSTON, MA
Past
January 21, 1994 - March 7, 1997
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
January 7, 1987 - February 17, 1988
WADDELL & REED
BD
CRD#: 866
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/22/2016)
RR
Alaska(4/22/2016)
RR
Arizona(4/22/2016)
RR
Arkansas(4/22/2016)
RR
California(2/20/2007)
RR
Colorado(4/22/2016)
RR
Connecticut(4/22/2016)
RR
Delaware(4/22/2016)
RR
District of Columbia(4/22/2016)
RR
Florida(4/22/2016)
RR
Georgia(4/22/2016)
RR
Hawaii(4/22/2016)
RR
Idaho(4/22/2016)
RR
Illinois(4/22/2016)
RR
Indiana(4/22/2016)
RR
Iowa(4/22/2016)
RR
Kansas(4/22/2016)
RR
Kentucky(4/22/2016)
RR
Louisiana(4/22/2016)
RR
Maine(4/22/2016)
RR
Maryland(4/22/2016)
RR
Massachusetts(4/22/2016)
RR
Michigan(4/22/2016)
RR
Minnesota(4/22/2016)
RR
Mississippi(4/22/2016)
RR
Missouri(4/22/2016)
RR
Montana(4/22/2016)
RR
Nebraska(4/22/2016)
RR
Nevada(4/22/2016)
RR
New Hampshire(4/22/2016)
RR
New Jersey(4/22/2016)
RR
New Mexico(4/22/2016)
RR
New York(4/22/2016)
RR
North Carolina(4/22/2016)
RR
North Dakota(4/22/2016)
RR
Ohio(4/22/2016)
RR
Oklahoma(4/22/2016)
RR
Oregon(2/20/2007)
RR
Pennsylvania(4/22/2016)
RR
Rhode Island(4/22/2016)
RR
South Carolina(4/22/2016)
RR
South Dakota(4/22/2016)
RR
Tennessee(4/22/2016)
RR
Texas(4/22/2016)
RR
Utah(4/22/2016)
RR
Vermont(4/22/2016)
RR
Virginia(4/22/2016)
RR
Washington(2/20/2007)
RR
West Virginia(4/22/2016)
RR
Wisconsin(4/22/2016)
RR
Wyoming(4/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STERLING CAPITAL DISTRIBUTORS, LLC
ABN AMRO DISTRIBUTION SERVICES (USA), INC. | STERLING CAPITAL DISTRIBUTORS, LLC | STERLING CAPITAL DISTRIBUTORS, INC. | BB&T AM DISTRIBUTORS, INC. | ASTON FUNDS DISTRIBUTORS, INC.
CRD#: 103934 / SEC#: , 8-52396
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
