James S. Cashmore

CAPITOL SECURITIES MANAGEMENT

ST Petersburg, FL

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CRD#: 1602073

Professional summary

James Short Cashmore, who also goes by Jim Cashmore, James S. Cashmore, James Short Cashmore, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in St Petersburg, Florida.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 14 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Cashmore | James S. Cashmore | James Short Cashmore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Short Cashmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view James Short Cashmore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2020 - Present

CAPITOL SECURITIES MANAGEMENT, INC.

Office #2: 601 South Harbour Island Blvd Suite 109, Tampa, FL 33602

RIA

CRD#: 14169

ST Petersburg, FL

Current

August 11, 2020 - Present

CAPITOL SECURITIES MANAGEMENT, INC.

Office #1: 601 South Harbour Island Blvd Suite 109, Tampa, FL 33602

RIA

CRD#: 14169

Tampa, FL

Past

July 13, 2016 - October 19, 2017

MULTI-BANK SECURITIES, INC.

CRD#: 22098

SOUTHFIELD, MI

Past

June 3, 2016 - July 13, 2016

NATALLIANCE SECURITIES, LLC

CRD#: 39455

AUSTIN, TX

Past

October 1, 2015 - May 31, 2016

CLEARVIEW TRADING ADVISORS, INC.

CRD#: 142873

TENAFLY, NJ

Past

June 2, 2014 - February 6, 2015

ODEON CAPITAL GROUP LLC

CRD#: 148493

NEW YORK, NY

Past

June 26, 2013 - April 15, 2014

D.A. DAVIDSON & CO.

RIA

CRD#: 199

ST. PETERSBURG, FL

Past

June 24, 2013 - April 15, 2014

D.A. DAVIDSON & CO.

CRD#: 199

ST. PETERSBURG, FL

Past

May 22, 2012 - June 21, 2013

INSPEREX LLC

CRD#: 101420

ST. PETERSBURG, FL

Past

November 16, 2004 - May 18, 2012

STEPHENS

RIA

CRD#: 3496

ST PETERSBURG, FL

Past

March 10, 2004 - May 18, 2012

STEPHENS

CRD#: 3496

ST PETERSBURG, FL

Past

February 27, 2004 - April 2, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 21, 1996 - December 31, 2002

WILLIAM R. HOUGH & CO.

RIA

CRD#: 2235

ST. PETERSBURG, FL

Past

March 15, 1996 - February 27, 2004

WILLIAM R. HOUGH & CO.

CRD#: 2235

ST. PETERSBURG, FL

Past

June 3, 1993 - April 6, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 1, 1992 - March 29, 1993

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

May 29, 1992 - June 22, 1992

JHM SECURITIES CORPORATION

CRD#: 23219

Past

December 10, 1986 - May 8, 1987

BSI HOLDINGS, INC.

CRD#: 13751

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.

CRD#: 14169 / SEC#: 801-41033, 8-30353

RIA

Registered Investment Advisory firm - SEC (3/16/1992 Approved)

California

Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/8/2021)

California
(6/8/2021)

Florida
(8/12/2020)

IAR

Florida
(12/16/2020)

Georgia
(6/8/2021)

Massachusetts
(9/15/2022)

New York
(6/8/2021)

North Carolina
(6/8/2021)

Oregon
(6/8/2021)

Pennsylvania
(6/8/2021)

South Carolina
(6/8/2021)

Virginia
(6/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/8/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/13/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/8/2020

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/19/2017

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 9/12/2020

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/24/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/1987

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.

CRD#: 14169 / SEC#: 801-41033, 8-30353

RIA

Registered Investment Advisory firm - SEC (3/16/1992 Approved)

California

Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

4050 Innslake Drive Suite 250, Glen Allen, VA 23060

Mailing Address

4050 Innslake Drive Suite 250, Glen Allen, VA 23060

Phone number

(804) 612-9700

Established

Virginia since 03/22/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

170

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CSM_ADV PART 2A_3.31.2025 (5/30/2025)

CSM ADV PART2A_APPENDIX 1 (WRAP PROGRAM BROCHURE)_3.31.2025 (5/30/2025)

Direct owners and executive officers

Name	Position	CRD#
CS FINANCIAL GROUP INC.	HOLDING COMPANY
HALLBERG, KATHERINE ROSE	CHIEF COMPLIANCE OFFICER	5016264
JIANOS, JOSEPH ARISTOTLE	CHAIRMAN & CEO	1374020
WALLACE, JAMES LOUIS	CHIEF OPERATING OFFICER	2099074
WETHERELL, EDWARD LEE	CHIEF STRATEGY OFFICER	2159349
ZUBOV, IRINA	DIRECTOR OF FINANCE	5166218

Regulatory assets under management

Total Number of Accounts	3,745
AUM (Assets Under Management)	$ 1,818,741,357

Disclosures

Regulatory Event	10
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James S. Cashmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Short Cashmore's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view James Short Cashmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITOL SECURITIES MANAGEMENT, INC.

MULTI-BANK SECURITIES, INC.

NATALLIANCE SECURITIES, LLC

CLEARVIEW TRADING ADVISORS, INC.

ODEON CAPITAL GROUP LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

INSPEREX LLC

STEPHENS

STEPHENS

RBC CAPITAL MARKETS, LLC

WILLIAM R. HOUGH & CO.

WILLIAM R. HOUGH & CO.

GRUNTAL & CO., L.L.C.

RAYMOND JAMES & ASSOCIATES, INC.

JHM SECURITIES CORPORATION

BSI HOLDINGS, INC.

Primary Firm SEC Registration

CAPITOL SECURITIES MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/8/2021

Series 65

Date: 12/13/2020

Series 52TO

Date: 9/8/2020

SIE

Date: 10/19/2017

Series 53

Date: 9/12/2020

Series 27

Date: 2/24/1987

Series 24

Date: 1/16/1987

FINRA

Current Firm

CAPITOL SECURITIES MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CAPITOL SECURITIES MANAGEMENT, INC.

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