Paul T. Brunswick
Professional summary
Paul Thomas Brunswick is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Nokomis, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Thomas Brunswick's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2019 - Present
INVESCO DISTRIBUTORS, INC.
January 17, 2019 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 22, 2010 - February 27, 2012
CASCADE FINANCIAL MANAGEMENT, INC.
December 20, 2002 - February 27, 2008
CITIGROUP GLOBAL MARKETS INC.
September 9, 1993 - February 27, 2008
CITIGROUP GLOBAL MARKETS INC.
February 24, 1987 - September 14, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2022)
Exams
Series 8
Date: 3/27/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
INVESCO DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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