Burton J. Drobnis
Professional summary
Burton Jay Drobnis, who also goes by Burton Drobnis, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in San Francisco, California.
Burton is registered as a RR (Registered Representative) and started their career in finance in 1990. Burton has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Burton Jay Drobnis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2009 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 111 Pine Street Ste 1215, San Francisco, CA 94111July 30, 1990 - December 31, 2008
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2009)
(1/2/2009)
(1/2/2009)
(6/26/2009)
(1/9/2009)
(1/2/2009)
(9/17/2009)
(2/14/2018)
(9/28/2015)
(5/21/2010)
(1/2/2009)
(1/15/2009)
(8/2/2012)
(1/9/2013)
(3/31/2009)
(1/9/2009)
(3/9/2010)
(1/2/2009)
(10/25/2011)
(2/3/2009)
(9/16/2020)
(12/10/2024)
(4/29/2009)
(6/16/2009)
(3/9/2010)
(1/2/2009)
(1/15/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 4/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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