Mark S. Laspisa

VERMILLION FINANCIAL ADVISORS

SOUTH BARRINGTON, IL 60010

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CRD#: 1600709

Professional summary

Mark Stephen Laspisa, AIF®, CFP®, who also goes by Mark S Laspisa, Mark Laspisa, is a registered financial advisor currently at VERMILLION FINANCIAL ADVISORS, INC. located in South Barrington, Illinois.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 6 firms and has passed the Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Small Business Planning

Insurance Planning

Comprehensive Financial Planni...

Social Security Planning

Elder Care

Employee and Employer Plan Ben...

Divorce Planning

Business Succession Planning

Retirement Planning

Long-term Care

Investment Planning

Life Transitions

Education Planning

Tax Planning

Inheritance

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

Mark S Laspisa | Mark Laspisa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Laspisa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

September 20, 1997 - Present

VERMILLION FINANCIAL ADVISORS, INC.

Office #1: 16 Executive Court Suite 3, South Barrington, IL 60010

RIA

CRD#: 119239

SOUTH BARRINGTON, IL

Past

August 11, 2006 - April 16, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

SOUTH BARRINGTON, IL

Past

January 1, 2004 - August 15, 2006

CETERA ADVISORS LLC

CRD#: 10299

SOUTH BARRINGTON, IL

Past

December 14, 1993 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

July 3, 1991 - December 14, 1993

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

June 7, 1988 - July 9, 1991

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

December 18, 1986 - August 25, 1988

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERMILLION FINANCIAL ADVISORS, INC.

CRD#: 119239 / SEC#: 801-69058

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/20/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/12/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/1988

General Securities Principal Examination

Current Firm

VERMILLION FINANCIAL ADVISORS, INC.

CRD#: 119239 / SEC#: 801-69058

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

16 Executive Ct Suite 3, South Barrington, IL 60010

Mailing Address

Phone number

(847) 382-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,087
AUM (Assets Under Management)	$ 370,469,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark S. Laspisa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Laspisa's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

CETERA ADVISORS LLC

KEOGLER, MORGAN & COMPANY, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

VERMILLION FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/9/1992

Series 7

Date: 6/18/1988

Series 6

Date: 12/16/1986

Series 51

Date: 8/12/2003

Series 24

Date: 11/22/1988

Current Firm

VERMILLION FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERMILLION FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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