Daniel T. Kerrigan

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CRD#: 1600503

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Thomas Kerrigan, who also goes by Dan Thomas Kerrigan, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Thomas Kerrigan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 29, 2020 - June 7, 2021

MONERE WEALTH MANAGEMENT, INC.

RIA

CRD#: 173076

CHICAGO, IL

Past

September 28, 2020 - June 7, 2021

MONERE INVESTMENTS, INC.

CRD#: 105487

CHICAGO, IL

Past

August 11, 2015 - September 16, 2020

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

CHICAGO, IL

Past

January 4, 2010 - August 11, 2015

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

CHICAGO, IL

Past

December 18, 2009 - September 15, 2020

SANCTUARY SECURITIES, INC.

CRD#: 205

CHICAGO, IL

Past

April 2, 2007 - January 12, 2010

HOWE BARNES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 110715

CHICAGO, IL

Past

March 30, 2007 - January 12, 2010

HOWE BARNES HOEFER & ARNETT, INC.

CRD#: 2240

CHICAGO, IL

Past

January 26, 2000 - April 3, 2007

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CHICAGO, IL

Past

December 3, 1999 - April 3, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CHICAGO, IL

Past

September 4, 1990 - December 21, 1999

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 26, 1986 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONERE WEALTH MANAGEMENT, INC.

MONERE INVESTMENTS, INC. | MONERE WEALTH MANAGEMENT, INC.

CRD#: 173076 / SEC#: 801-117039

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

Florida

Registered Investment Advisory firm - (7/29/2019 Terminated)

Illinois

Registered Investment Advisory firm - (7/26/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Current Firm

MONERE WEALTH MANAGEMENT, INC.

MONERE INVESTMENTS, INC. | MONERE WEALTH MANAGEMENT, INC.

CRD#: 173076 / SEC#: 801-117039

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

Florida

Registered Investment Advisory firm - (7/29/2019 Terminated)

Illinois

Registered Investment Advisory firm - (7/26/2019 Terminated)

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Contact information

Main Address

20 N. Martingale Road Suite 450, Schaumburg, IL 60173

Mailing Address

Phone number

(312) 585-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONERE WEALTH MANAGEMENT INC (1/21/2025)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 270,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel T. Kerrigan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MONERE INVESTMENTS, INC.

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

HOWE BARNES CAPITAL MANAGEMENT, INC.

HOWE BARNES HOEFER & ARNETT, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

MONERE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1999

Series 63

Date: 1/6/1987

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1986

Current Firm

MONERE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONERE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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