AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BM

Brian A. Mccormack

HASI SECURITIES LLC
Annapolis, MD 21401
Some features on this profile are disabled
CRD#: 1600487
BM

Professional summary

Brian Andrew Mccormack is a registered financial professional currently at HASI SECURITIES LLC located in Annapolis, Maryland.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 10, Series 9, Series 53, Series 14, Series 8, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Andrew Mccormack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

HASI SECURITIES LLC

Office #1: One Park Place Suite 200, Annapolis, MD 21401
BD
CRD#: 154669
Annapolis, MD
Past

August 1, 2025 - February 19, 2026

REPUBLIC CAPITAL GROUP

BD
CRD#: 334963
NEW YORK, NY
Past

September 13, 2022 - October 17, 2024

FUTU CLEARING INC

BD
CRD#: 298769
DALLAS, TX
Past

September 30, 2021 - September 9, 2022

ALPACA SECURITIES LLC

BD
CRD#: 288202
San Mateo, CA
Past

June 3, 2009 - September 27, 2021

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA
Past

October 27, 2008 - June 4, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

September 19, 2005 - June 4, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
GLEN ALLEN, VA
Past

October 16, 1998 - June 4, 2009

FIRST CLEARING, LLC

BD
CRD#: 17344
GLEN ALLEN, VA
Past

October 19, 1992 - January 28, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

July 2, 1987 - September 23, 1989

CRESTAR SECURITIES CORPORATION

BD
CRD#: 17464
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/14/1999
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/7/1999
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/10/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 9/23/1998
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/1/1987
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HASI SECURITIES LLC
HANNON ARMSTRONG SECURITIES, LLC | HASI SECURITIES, LLC | HASI SECURITIES LLC

CRD#: 154669 / SEC#: , 8-68659

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Park Place Suite 200, Annapolis, MD 21401
Mailing Address
One Park Place Suite 200, Annapolis, MD 21401
Phone number
(410) 571-6167
Established
Maryland since 07/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HAT HOLDINGS I LLCSOLE MEMBER
MCCORMACK, BRIAN ANDREWOCCO1600487
MCMAHON, DANIEL KEVINCHIEF EXECUTIVE OFFICER3038849
MCMAHON, DANIEL KEVINCOO, MANAGING PRINCIPAL, PRINCIPAL OPERATIONS OFFICER3038849
SERRA, CARL ANTHONY IIIFINOP3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HASI SECURITIES LLC

CRD#: 154669Annapolis, MD 21401

TRUST BUT VERIFY

Monitor Brian Mccormack

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JF
John FenwickAdvisorCheck Check Mark
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PR
FAIRFIELD, IA
KI
Ken IhoriAdvisorCheck Check Mark
CENTAURUS FINANCIAL, INC.
IAR
RR
Glendale, AZ
Jesus Martinez Zepeda
Jesus ZepedaAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
SACRAMENTO, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.