Jerry L. Parkhurst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lewis Parkhurst was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1987. Jerry had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1995 - October 31, 2016
FIRST HEARTLAND CAPITAL, INC.
December 20, 1993 - June 26, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 20, 1993 - June 26, 1995
SIGNATOR INVESTORS, INC.
October 5, 1993 - November 15, 1993
NEW ENGLAND SECURITIES
February 5, 1991 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
April 15, 1987 - October 5, 1993
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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