George H. Brandon
Professional summary
George Hugh Brandon, who also goes by George H Brandon, George Hugh Brandon Mr., is a registered financial professional currently at MDB CAPITAL located in Addison, Texas.
George is registered as a RR (Registered Representative) and started their career in finance in 1987. George has worked at 10 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Hugh Brandon's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2010 - Present
MDB CAPITAL
Office #1: 14135 Midway Road, Suite G-150, Addison, TX 75001April 7, 2005 - August 18, 2006
QTREND INVESTMENT ADVISORS
October 29, 2002 - November 11, 2003
B. RILEY WEALTH MANAGEMENT
February 7, 2001 - December 31, 2003
SAWTOOTH CAPITAL MANANGEMENT INC.
February 1, 2001 - November 14, 2002
WM SMITH & CO.
August 20, 1999 - November 18, 1999
URCHIN CAPITAL PARTNERS, LLC
October 6, 1994 - August 16, 1999
STROME SECURITIES, L.P.
July 17, 1989 - October 6, 1994
DRAKE & COMPANY, INC.
May 5, 1988 - July 24, 1989
ROBERT THOMAS SECURITIES, INC
August 20, 1987 - May 16, 1988
LOS ANGELES SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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