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George Hugh Brandon

MDB CAPITAL
Addison, TX
·CRD# 1599748·38 years experience

Professional Summary

George Hugh Brandon, who also goes by George H Brandon, George Hugh Brandon Mr., is a registered financial advisor currently at MDB CAPITAL located in Addison, Texas. George is registered as a RR (Registered Representative) and started their career in finance in 1987. George has worked at 10 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George H Brandon, George Hugh Brandon Mr.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

MDB CAPITAL·CRD# 42677
BD
14135 Midway Road, Suite G-150, Addison, TX 75001
April 16, 2010 - Present
QTREND INVESTMENT ADVISORS·CRD# 131586
RIA
Hailey, ID
April 7, 2005 - August 18, 2006
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Memphis, TN
October 29, 2002 - November 11, 2003
SAWTOOTH CAPITAL MANANGEMENT INC.·CRD# 121245
RIA
Ketchum, ID
February 7, 2001 - December 31, 2003
WM SMITH & CO.·CRD# 30777
BD
Greenwood Village, CO
February 1, 2001 - November 14, 2002
URCHIN CAPITAL PARTNERS, LLC·CRD# 45691
BD
San Francisco, CA
August 20, 1999 - November 18, 1999
STROME SECURITIES, L.P.·CRD# 29682
BD
Santa Monica, CA
October 6, 1994 - August 16, 1999
DRAKE & COMPANY, INC.·CRD# 16227
BD
New York, NY
July 17, 1989 - October 6, 1994
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
May 5, 1988 - July 24, 1989
LOS ANGELES SECURITIES·CRD# 14000
BD
August 20, 1987 - May 16, 1988

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Current Firm

MC
MDB CAPITAL

MARSHALL MERCHANT GROUP, LLC | PUBLIC VENTURES, LLC | MDB CAPITAL GROUP LLC | MDB CAPITAL

CRD#: 42677 / SEC#: 8-49951
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

14135 Midway Road, Suite G-150, Addison, TX 75001

Mailing Address

14135 Midway Road, Suite G-150, Addison, TX 75001

Phone Number

(945) 262-9010

Established

California since 12/26/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MDB CAPITAL HOLDINGS, LLCPARENT COMPANY—
MARLETT, CHRISTOPHER ANTHONYPRESIDENT, CEO, GSP1526644
SCHUMAN, GARY ALANCFO, CHIEF COMPLIANCE OFFICER, FINOP2237720
ZAPANTA, ALEX RAY S JR.PRINCIPAL OPERATIONS OFFICER5414779

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(7/13/2017)
RR
Arkansas
(12/13/2017)
RR
California
(7/13/2017)
RR
Colorado
(7/13/2017)
RR
Connecticut
(7/13/2017)
RR
Florida
(7/13/2017)
RR
Georgia
(4/12/2018)
RR
Idaho
(4/12/2018)
RR
Illinois
(7/13/2017)
RR
Indiana
(4/12/2018)
RR
Kentucky
(7/13/2017)
RR
Louisiana
(7/13/2017)
RR
Maryland
(12/9/2010)
RR
Massachusetts
(12/9/2010)
RR
Minnesota
(7/13/2017)
RR
Nebraska
(8/31/2017)
RR
Nevada
(7/13/2017)
RR
New Jersey
(12/9/2010)
RR
New York
(7/13/2017)
RR
North Carolina
(10/5/2018)
RR
Oregon
(7/13/2017)
RR
Pennsylvania
(12/9/2010)
RR
South Carolina
(4/12/2018)
RR
Tennessee
(7/20/2018)
RR
Texas
(11/3/2010)
RR
Utah
(7/13/2017)
RR
Virginia
(7/13/2017)
RR
Washington
(7/13/2017)
RR
Wisconsin
(7/13/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2010About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2001About the Series 65 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2024About the Series 24 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Hugh Brandon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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