Leonard M. Teifeld
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Mitchel Teifeld, who also goes by Lenny Teifeld, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1986. Leonard had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2018 - December 2, 2021
NATALLIANCE SECURITIES, LLC
January 22, 2009 - February 23, 2018
CGI MERCHANT CAPITAL, LLC
October 22, 2007 - July 15, 2008
FINANCIAL MARKETS OF IBG (USA) LLC
October 31, 2006 - March 9, 2012
GAR WOOD SECURITIES, LLC
April 27, 2004 - January 3, 2005
BAYOU SECURITIES, LLC
December 26, 1986 - February 24, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/27/2024
General Securities Representative ExaminationSeries 79TO
Date: 4/27/2024
Investment Banking Registered Representative ExaminationSeries 8
Date: 10/12/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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