Robert K. Hiss
Professional summary
Robert Kent Hiss is a registered financial advisor currently at INDEPENDENT FINANCIAL PARTNERS located in Wichita, Kansas and IFP SECURITIES, LLC located in Great Bend, Kansas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 42, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Kent Hiss's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2012 - Present
INDEPENDENT FINANCIAL PARTNERS
Office #1: 300 W Douglas Ste 120, Wichita, KS 67202May 23, 2019 - Present
IFP SECURITIES, LLC
Office #1: 2001 Broadway, Great Bend, KS 67530Office #2: 300 W Douglas Ave Ste 420, Wichita, KS 67202July 13, 2015 - July 13, 2015
LPL FINANCIAL LLC
November 6, 2012 - May 23, 2019
LPL FINANCIAL LLC
April 8, 2005 - November 6, 2012
INTL ADVISORY CONSULTANTS INC.
January 26, 2004 - February 27, 2004
STERNE, AGEE & LEACH, INC.
April 17, 2003 - November 6, 2012
STONEX SECURITIES INC.
April 8, 1997 - April 7, 2003
WADDELL & REED
December 23, 1986 - April 7, 2003
WADDELL & REED
Primary Firm SEC Registration
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2019)
(7/30/2019)
(1/4/2021)
(11/8/2012)
(5/29/2019)
(1/2/2020)
(7/30/2019)
(1/4/2021)
(9/26/2023)
(1/4/2021)
Exams
Series 42
Date: 7/24/2009
Registered Options Representative ExaminationSeries 62
Date: 8/12/1991
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45,782 |
| AUM (Assets Under Management) | $ 12,538,891,425 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/30/2023 | ||
| 08/28/2023 |
Red Flags
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Company Information
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112Wichita, KS 67202TRUST BUT VERIFY
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