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ZA

Ziad K. Abdelnour

Some features on this profile are disabled
CRD#: 1599349
ZA

Professional summary

Ziad Khalil Abdelnour was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ziad is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Ziad had worked at 12 firms, which includes TERRANOVA CAPITAL EQUITIES INC, SSC NY CORP., GOLDEN GATE SECURITIES LLC, TOWER HILL SECURITIES INC., LADENBURG THALMANN & CO. INC., COLEMAN & COMPANY SECURITIES INC., CONTINUUM CAPITAL INC., TALLWOOD ASSOCIATES INC., LAIDLAW GLOBAL SECURITIES INC., GLOBAL AMERICA INCORPORATED, DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC., DREXEL BURNHAM LAMBERT INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ziad K Abdelnour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 5, 2011 - May 7, 2013

TERRANOVA CAPITAL EQUITIES, INC

BD
CRD#: 45097
NEW YORK, NY
Past

February 17, 2011 - March 15, 2011

SSC NY CORP.

BD
CRD#: 29804
NEW YORK, NY
Past

March 14, 2002 - November 13, 2009

TERRANOVA CAPITAL EQUITIES, INC

BD
CRD#: 45097
NEW YORK, NY
Past

April 2, 2001 - June 19, 2001

GOLDEN GATE SECURITIES LLC

BD
CRD#: 28181
NOVATO, CA
Past

May 17, 2000 - February 26, 2001

TOWER HILL SECURITIES, INC.

BD
CRD#: 29004
NEW YORK, NY
Past

January 7, 1998 - September 17, 1999

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

June 5, 1996 - January 20, 1998

COLEMAN & COMPANY SECURITIES, INC.

BD
CRD#: 1486
NEW YORK, NY
Past

August 18, 1994 - June 18, 1996

CONTINUUM CAPITAL INC.

BD
CRD#: 29864
NEW YORK, NY
Past

December 22, 1992 - October 3, 1994

TALLWOOD ASSOCIATES, INC.

BD
CRD#: 26527
Past

April 12, 1991 - September 2, 1992

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

September 4, 1990 - February 14, 1991

GLOBAL AMERICA INCORPORATED

BD
CRD#: 23000
Past

February 21, 1989 - April 7, 1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

BD
CRD#: 19727
Past

December 23, 1986 - February 28, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/13/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1986
General Securities Representative Examination

Current Firm

TC
TERRANOVA CAPITAL EQUITIES, INC
EUROPEAN AMERICAN EQUITIES, INC. | TN CAPITAL EQUITIES, LTD | TERRANOVA CAPITAL EQUITIES, INC. | TERRANOVA CAPITAL EQUITIES, INC | HORNBLOWER CAPITAL SECURITIES, INC. | GROWVEST CAPITAL SECURITIES, INC. | EUROPEAN AMERICAN EQUITIES, LTD.

CRD#: 45097 / SEC#: , 8-50973

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
420 Lexington Avenue Suite 1402, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 1402, New York, NY 10170
Phone number
(212) 381-7391
Established
Delaware since 03/18/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TERRANOVA CAPITAL PARTNERS, INC.SHAREHOLDER
CERNY, CRAIG JONATHANCHIEF EXECUTIVE OFFICER1538404
GELB, PETER RICHARDCOO/CFO2542816
GOODE, JACQUELINE MARIECCO1292607
MATTERA, RICHARD JOSEPHFINANCIAL OPERATIONS OFFICER2246513
STEINMETZ, JOHN FRANCISCHAIRMAN & PRESIDENT1132822

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TERRANOVA CAPITAL EQUITIES, INC

CRD#: 45097

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