Gerald J. Kane

NORDWAND ADVISORS

Radnor, PA 19087

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CRD#: 1598143

Professional summary

Gerald Joshua Kane, who also goes by Gerald J Kane, Gerald J. Kane, Gerald Kane, is a registered financial advisor currently at NORDWAND ADVISORS located in Radnor, Pennsylvania.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gerald has worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 4, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerald J Kane | Gerald J. Kane | Gerald Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Joshua Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2022 - Present

NORDWAND ADVISORS

Office #1: 150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

RIA

CRD#: 322936

Radnor, PA

Past

April 29, 2022 - December 16, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PHILADELPHIA, PA

Past

April 29, 2022 - December 16, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

PHILADELPHIA, PA

Past

August 18, 2017 - April 20, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Yardley, PA

Past

August 18, 2017 - April 20, 2022

MORGAN STANLEY

CRD#: 149777

Yardley, PA

Past

June 16, 2016 - August 15, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PHILADELPHIA, PA

Past

June 15, 2016 - August 15, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PHILADELPHIA, PA

Past

February 4, 2009 - May 11, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

February 4, 2009 - May 11, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

WEST CONSHOHOCKEN, PA

Past

December 11, 2003 - February 3, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

W.CONSHOHOCKEN, PA

Past

July 11, 2003 - February 3, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

WEST CONSHOHOCKEN, PA

Past

January 17, 2003 - July 8, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 10, 2002 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 9, 1999 - July 17, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 1, 1999 - December 20, 1999

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 3, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

April 1, 1987 - October 20, 1997

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 27, 1987 - March 30, 1987

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 6/6/2022

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/22/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NORDWAND ADVISORS

NORDWAND ADVISORS | NORDWAND ADVISORY, LLC | NORDWAND ADVISORS, LLC

CRD#: 322936 / SEC#: 801-126490

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

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Contact information

Main Address

150 N. Radnor Chester Rd Suite A270, Radnor, PA 19087

Mailing Address

Phone number

(484) 630-2510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	281
AUM (Assets Under Management)	$ 4,214,925,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald J. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Joshua Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

CREDIT SUISSE SECURITIES (USA) LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

TD AMERITRADE, INC.

FIRST JERSEY SECURITIES, INC.

Primary Firm SEC Registration

NORDWAND ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2003

Series 63

Date: 1/5/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1986

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 4

Date: 6/6/2022

Series 24

Date: 5/23/1997

Series 8

Date: 6/22/1990

Current Firm

NORDWAND ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORDWAND ADVISORS

TRUST BUT VERIFY

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