Paul D. Tokheim
Professional summary
Paul Douglas Tokheim is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Goldfield, Iowa.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Douglas Tokheim's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2005 - Present
FIRST HEARTLAND CAPITAL, INC.
July 1, 2002 - July 22, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
December 15, 1986 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2019)
(5/10/2018)
(3/26/2025)
(11/5/2013)
(10/23/2018)
(8/4/2021)
(7/25/2005)
(7/17/2014)
(7/25/2005)
(4/20/2010)
(4/10/2014)
(9/5/2017)
(8/15/2022)
(3/31/2022)
(8/30/2017)
(3/22/2016)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
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