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JG

Jonathan Brett Galin

MBX CLEARING
FARMINGTON HILLS, MI
·CRD# 1597276·32 years experience

Professional Summary

Jonathan Brett Galin, who also goes by Jonathan Galin, is a registered financial advisor currently at MBX CLEARING LLC located in Farmington Hills, Michigan. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 7 firms and has passed the Series 57TO, Series 7TO, Series 3, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jonathan Galin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

MBX CLEARING LLC·CRD# 321223
BD
38955 Hills Tech Drive, Farmington Hills, MI 48331
August 15, 2022 - Present
ABN AMRO CLEARING USA LLC·CRD# 14020
BD
Chicago, IL
November 20, 2020 - December 23, 2021
RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
January 9, 2009 - July 30, 2020
CONSOLIDATED TRADING LLC·CRD# 117726
BD
Chicago, IL
February 26, 2007 - November 13, 2009
RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
October 6, 2003 - December 19, 2006
TD OPTIONS LLC·CRD# 119855
BD
Chicago, IL
October 23, 2002 - June 4, 2003
TD PROFESSIONAL EXECUTION, INC.·CRD# 37554
BD
Chicago, IL
September 23, 1997 - February 22, 2000
STUART, COLEMAN & CO., INC.·CRD# 8642
BD
New York, NY
May 21, 1987 - June 15, 1990

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Current Firm

MC
MBX CLEARING LLC

MBX CLEARING LLC

CRD#: 321223 / SEC#: 8-70923
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

38955 Hills Tech Drive, Farmington Hills, MI 48331

Mailing Address

38955 Hills Tech Drive, Farmington Hills, MI 48331

Phone Number

(248) 987-7774

Established

Michigan since 04/04/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MBX CLEARING HOLDING LLCMEMBER—
GALIN, JONATHAN BRETTCHIEF COMPLIANCE OFFICER1597276
GALIN, JONATHAN BRETTPRINCIPAL1597276
RANDALL, CAVITT ROBERTCEO7559271
ZIMMEL, ROBERT PATRICKFINOP2892454
ZIMMEL, ROBERT PATRICKCHIEF FINANCIAL OFFICER2892454

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Jan 2021About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed May 2012About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jonathan Brett Galin's CRS (Customer Relationship Summary).

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