Joseph F. Eleccion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Funtanilla Eleccion was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1991. Joseph had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2021 - August 9, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 10, 2014 - June 16, 2021
CUNA BROKERAGE SERVICES, INC.
March 25, 2009 - October 27, 2014
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 19, 2005 - February 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2005 - February 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2005 - May 23, 2005
ZIONS DIRECT, INC.
November 1, 2004 - February 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2003 - February 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 1995 - December 31, 2002
CHARLES SCHWAB & CO., INC.
June 1, 1993 - October 24, 1995
WELLS FARGO CLEARING SERVICES, LLC
November 29, 1991 - June 4, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
