Patricia G. Williams
SILICON PRIVATE WEALTH
Fremont, CA
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CRD#: 1596390
Professional summary
Patricia Gail Williams, CFP®, who also goes by Pat Williams, Patricia G Williams, is a registered financial advisor currently at SILICON PRIVATE WEALTH, LLC located in Fremont, California and PURSHE KAPLAN STERLING INVESTMENTS located in Fremont, California.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Patricia has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
What are your service offerings?
Life Transitions
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Pat Williams | Patricia G Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Silicon Private Wealth Registered Investment Advisory Firm Fremont, CA CEO Investment-related Business 80 hours per month spent 2. Purshe Kaplan Sterling (PKSF) - 80 State Street, Albany, NY 12207. Insurance licensed; transact insurance business through Purshe Kaplan Sterling; Position Title: Registered Representative and Insurance Agent;Responsibilities Duties: Perform insurance reviews as requested by clients; discuss variable annuities where appropriate. Start date with business: 2016-09-02; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 10;
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Gail Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 13, 2016 - Present
SILICON PRIVATE WEALTH, LLC
RIA
CRD#: 284145
Fremont, CA
Current
September 2, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 48883 Crown Ridge Common, Fremont, CA 94539BD
CRD#: 35747
Fremont, CA
Past
May 25, 2016 - August 19, 2016
VIANT CAPITAL LLC
BD
CRD#: 46948
SAN FRANCISCO, CA
Past
July 8, 1997 - January 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WALNUT CREEK, CA
Past
December 26, 1986 - January 4, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SILICON PRIVATE WEALTH, LLC
HERWEALTH.NET | SILICON PRIVATE WEALTH, LLC | SILICON PRIVATE WEALTH LLC
CRD#: 284145 / SEC#: 801-129958
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)California
Registered Investment Advisory firm - (6/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/30/2020 Terminated)New York
Registered Investment Advisory firm - (5/8/2024 Terminated)Texas
Registered Investment Advisory firm - (5/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(7/13/2016)
RR
California(9/2/2016)
IAR
New York(10/6/2021)
RR
New York(2/13/2025)
IAR
Texas(5/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/20/1996
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
SP
SILICON PRIVATE WEALTH, LLC
HERWEALTH.NET | SILICON PRIVATE WEALTH, LLC | SILICON PRIVATE WEALTH LLC
CRD#: 284145 / SEC#: 801-129958
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)California
Registered Investment Advisory firm - (6/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/30/2020 Terminated)New York
Registered Investment Advisory firm - (5/8/2024 Terminated)Texas
Registered Investment Advisory firm - (5/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fremont, CA
Mailing Address
Phone number
(408) 645-6790
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 325 |
| AUM (Assets Under Management) | $ 150,584,750 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
