Hayat S. Raja
Professional summary
Hayat Shafqat Raja, who also goes by Hyat S Raja, Hyat Shafqat Raja, is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Staten Island, New York.
Hayat is registered as a RR (Registered Representative) and started their career in finance in 1987. Hayat has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hayat Shafqat Raja's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2020 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 1190 Hylan Blvd, Staten Island, NY 10305July 27, 2010 - November 5, 2020
BERNARD HEROLD & CO., INC.
December 1, 1997 - July 27, 2010
JANNEY MONTGOMERY SCOTT LLC
October 23, 1995 - December 9, 1997
NOYES PARTNERS INCORPORATED
November 4, 1991 - October 4, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 4, 1991 - October 4, 1995
SIGNATOR INVESTORS, INC.
December 10, 1987 - May 29, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 10, 1987 - May 29, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2022)
(10/30/2025)
(11/2/2020)
(11/2/2020)
(11/2/2020)
(4/22/2021)
(11/23/2020)
(11/30/2021)
(11/16/2020)
Exams
FINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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