Michael R. Yaktus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Roland Yaktus was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2013 - July 21, 2015
MFD DISTRIBUTOR, LLC
January 27, 2011 - July 21, 2015
MADISON INVESTMENT ADVISORS, LLC
October 10, 1997 - December 31, 2011
MADISON INVESTMENT HOLDINGS, INC
September 4, 1990 - March 24, 1992
WELLS FARGO CLEARING SERVICES, LLC
December 26, 1986 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MFD DISTRIBUTOR, LLC
CRD#: 44930 / SEC#: , 8-50894
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
