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DS

David W. Stecher

CAPACUITY SECURITIES
Lake Mary, FL 32746
Some features on this profile are disabled
CRD#: 1594959
DS

Professional summary

David William Stecher is a registered financial professional currently at CAPACUITY SECURITIES, INC. located in Lake Mary, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David William Stecher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2019 - Present

CAPACUITY SECURITIES, INC.

Office #1: 300 International Pkwy, #350, Lake Mary, FL 32746
BD
CRD#: 15384
Lake Mary, FL
Past

March 29, 2019 - July 17, 2025

CAPACUITY LLC

RIA
CRD#: 297679
Coronado, CA
Past

July 19, 2016 - June 12, 2019

WEALTHSPIRE RETIREMENT ADVISORY

RIA
CRD#: 121254
ALISO VIEJO, CA
Past

August 22, 2014 - April 1, 2019

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Aliso Viejo, CA
Past

January 25, 2012 - July 18, 2016

WEALTHSPIRE RETIREMENT ADVISORY

RIA
CRD#: 121254
ALISO VIEJO, CA
Past

December 23, 2009 - August 18, 2014

FINANCIAL TELESIS INC

RIA
CRD#: 31012
POWAY, CA
Past

December 22, 2009 - August 18, 2014

FINANCIAL TELESIS INC

BD
CRD#: 31012
POWAY, CA
Past

September 21, 2009 - December 22, 2009

FAS CORP.

BD
CRD#: 43536
LEAWOOD, KS
Past

July 18, 2006 - September 18, 2009

RETIREMENT CAPITAL GROUP SECURITIES, INC.

RIA
CRD#: 126716
SAN DIEGO, CA
Past

April 14, 2004 - September 18, 2009

RETIREMENT CAPITAL GROUP SECURITIES, INC.

BD
CRD#: 126716
SAN DIEGO, CA
Past

June 24, 1998 - April 6, 2004

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
NEW YORK, NY
Past

December 8, 1986 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 8, 1986 - April 6, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/20/2025)
RR
California
(4/9/2019)
RR
Colorado
(5/30/2019)
RR
Connecticut
(10/7/2025)
RR
Delaware
(9/13/2019)
RR
Florida
(3/29/2019)
RR
Georgia
(3/29/2019)
RR
Hawaii
(10/8/2025)
RR
Illinois
(10/8/2025)
RR
Indiana
(10/8/2025)
RR
Iowa
(10/7/2025)
RR
Maryland
(10/9/2025)
RR
Massachusetts
(8/20/2019)
RR
Michigan
(10/9/2025)
RR
Minnesota
(10/10/2025)
RR
Nebraska
(10/14/2025)
RR
Nevada
(10/7/2025)
RR
New Jersey
(10/7/2025)
RR
New York
(10/7/2025)
RR
North Carolina
(3/29/2019)
RR
Ohio
(10/7/2025)
RR
Pennsylvania
(3/29/2019)
RR
Puerto Rico
(8/17/2020)
RR
Tennessee
(10/8/2025)
RR
Texas
(6/7/2019)
RR
Virginia
(5/31/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/14/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 9/14/1987
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/5/1986
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/25/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAPACUITY SECURITIES, INC.
CAPACUITY SECURITIES, INC. | JOHNSON SECURITIES, INC.

CRD#: 15384 / SEC#: , 8-32508

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
300 International Pkwy, #350, Lake Mary, FL 32746
Mailing Address
300 International Pkwy, #350, Lake Mary, FL 32746
Phone number
(407) 949-6889
Established
Pennsylvania since 05/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAPACUITY FINANCIAL, INC.OWNER
HOPKINS, THOMAS JOHNFINOP, POO, PFO1835087
KIRK, BRYANT WILLISPRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY1049653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPACUITY SECURITIES, INC.

CRD#: 15384Lake Mary, FL 32746

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