GG
Glenn D. Greenwood
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
RICHMOND, VA 23233-1331
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CRD#: 1594476
GG
Professional summary
Glenn Douglas Greenwood, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Richmond, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Richmond, Virginia.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Glenn has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREENWOOD FINANCIAL GROUP, 3761 WESTERRE PKWY STE C, RICHMOND, VA, 7/01/1983 AS CEO/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20 HR/MO - 20/TRADING. 2) RICHMOND FINANCIAL ASSOCIATES, 3761 WESTERRE PKWY STE C, RICHMOND, VA; PRESIDENT OF LLC; START DATE: 10/01/08; NIR, 0 HRS/MO, 0 HRS TRADING; THIS LLC IS USED ONLY TO PAY THE BILLS FOR THE BUSINESS CONDO AND ALL BUSINESS-RELATED NEEDS. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 9/2011 AS ADVISORY REP OF A RIA. INV REL - 5 HR/WK - 5/TRADING. 4) GREENWOOD FINANCIAL GROUP GOLF, 3761 WESTERRE PARKWAY-SUITE C, RICHMOND, VA. BEGAN 4/1/2014 AS VICE-PRESIDENT . NOT INVESTMENT RELATED. DEVOTES 10 HOURS/YEAR, NONE DURING TRADING. NON-PROFIT ORGANIZATION. 5) CONDO OWNER, 14810 GILMAN'S CROSS COURT, GLEN ALLEN, VA, RENTAL TO IN-LAWS 10/01/05, NIR, 5 HR/YR- 0/TRADING HR. 6) EMPLOYEE BENEFITS CORPORATION OF AMERICA, 12580 W CREEK PKWY, RICHMOND, VA, 12/01/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3/MO - 0/TRADING. 7) G DOUGLAS GREENWOOD AND ASSOCIATES, 3761 WESTERRE PKWY C, RICHMOND, VA, 11/01/2017 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 1/TRADING. 8) SHORELINE VILLAS HOA, north myrtle beach SC, 12/2023, PRESIDENT, NIR, 1 HR/MO - 0 HR TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Douglas Greenwood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 29, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3761 Westerre Pkwy Ste C, Richmond, VA 23233-1331Office #2: 2330 Commonwealth Dr. Ste. 200, Charlottesville, VA 22901Office #3: 700 Tech Center Pkwy. Ste 200, Newport News, VA 23606RIA
CRD#: 134139
RICHMOND, VA
Current
September 29, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3761 Westerre Pkwy Ste C, Richmond, VA 23233Office #2: 700 Tech Center Pkwy. Ste 200, Newport News, VA 23606Office #3: 2330 Commonwealth Dr., Ste. 200, Charlottesville, VA 22901BD
CRD#: 39543
Richmond, VA
Past
January 2, 2004 - October 6, 2011
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
RICHMOND, VA
Past
January 2, 2004 - October 6, 2011
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
RICHMOND, VA
Past
July 15, 2002 - December 31, 2003
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
RICHMOND, VA
Past
December 1, 1997 - December 31, 2003
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 3, 1991 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Past
December 20, 1988 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
December 20, 1988 - December 31, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
December 18, 1986 - December 13, 1988
FIRST VIRGINIA INVESTMENT CORPORATION
BD
CRD#: 16869
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/26/2019)
RR
California(1/8/2018)
RR
Colorado(9/4/2014)
RR
Delaware(1/2/2020)
RR
Florida(9/29/2011)
RR
Georgia(1/3/2022)
RR
Illinois(2/26/2019)
RR
Indiana(2/12/2018)
RR
Iowa(6/10/2025)
RR
Kentucky(10/12/2017)
RR
Maryland(2/26/2019)
RR
Massachusetts(1/3/2022)
RR
Michigan(8/19/2015)
RR
Minnesota(2/26/2019)
RR
New Jersey(7/28/2015)
RR
New Mexico(1/2/2025)
RR
New York(1/2/2015)
RR
North Carolina(9/29/2011)
RR
North Dakota(1/3/2022)
RR
Ohio(9/29/2011)
RR
Oklahoma(1/2/2020)
RR
Pennsylvania(8/22/2013)
RR
Rhode Island(1/2/2020)
RR
South Carolina(9/29/2011)
RR
Texas(10/5/2017)
IAR
Texas(10/5/2017)
RR
Utah(1/2/2020)
RR
Virginia(9/29/2011)
IAR
Virginia(9/29/2011)
RR
Washington(10/14/2014)
RR
Wisconsin(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Richmond, VA 23233-1331TRUST BUT VERIFY
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