Martin K. Walcoe
Professional summary
Martin Kevin Walcoe is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Martin is registered as a RR (Registered Representative) and started their career in finance in 1986. Martin has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Kevin Walcoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 1996 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Turnpike, Syosset, NY 11791-4510November 25, 1986 - December 31, 1995
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2004)
(2/25/2003)
(2/19/2008)
(1/10/2000)
(2/19/2008)
(1/4/1996)
(4/23/2007)
(1/8/2004)
(7/15/2002)
(6/10/2003)
(11/19/1998)
(9/17/2019)
(1/24/1996)
(9/28/2001)
(1/2/1996)
(2/16/1996)
(2/21/2008)
(9/19/2017)
(1/3/2005)
(3/12/2007)
(10/5/2021)
(10/28/2002)
(9/9/2002)
(1/8/2008)
(3/4/2003)
(3/7/2003)
Exams
FINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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