GK
Glenn R. Kubiak
CETERA INVESTMENT ADVISERS LLC
ORLAND PARK, IL 60462
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CRD#: 1593649
GK
Professional summary
Glenn Richard Kubiak is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orland Park, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Orland Park, Illinois.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Glenn has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KUBIAK & KUBIAK, LTD; PRESIDENT/OWNER; NOT INV REL; ORLAND PARK, IL; CPA TAX AND COMPILATION OF BOOKKEEPING; START DATE 01/95; 280 HRS/MNTH: 2) NAME OF OTHER BUSINE;SS: GLENN KUBIAK; INVESTMENT RELATED: NO ADDRESS: 14548 JOHN HUMPHREY DRIVE ORLAND PARK, IL 60462; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 6/2012; POSITION/TITLE/RELATIONSHIP:OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTING LOWER LEVEL OF BUSINESS OFFICE; 3) NAME OF OTHER BUSINESS: KUBIAK WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Richard Kubiak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14548 John Humphrey Drive, Orland Park, IL 60462RIA
CRD#: 105644
ORLAND PARK, IL
Current
October 19, 1995 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 14548 John Humphrey Drive, Orland Park, IL 60462BD
CRD#: 10358
Orland Park, IL
Past
October 28, 1987 - December 31, 1988
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
December 2, 1986 - February 10, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2021)
RR
Colorado(9/22/2017)
RR
Florida(11/4/2025)
RR
Georgia(8/11/2021)
RR
Illinois(10/19/1995)
IAR
Illinois(8/30/2022)
RR
Indiana(1/8/2008)
RR
Michigan(3/7/2014)
RR
Ohio(11/29/2024)
RR
Tennessee(1/3/2023)
RR
Wisconsin(11/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
