Edward B. Dowaschinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Bernard Dowaschinski, who also goes by Ed Dowaschinski, Ed Dower, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2004 - December 31, 2022
DUNES SECURITIES CORPORATION
October 16, 1992 - September 6, 2001
SCHEMBRA SECURITIES, INC.
January 23, 1991 - December 20, 1991
RMK INTERNATIONAL SECURITIES, INC.
September 7, 1988 - February 6, 1990
DOW, OWEN & CO., INC.
December 23, 1986 - March 10, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DUNES SECURITIES CORPORATION
CRD#: 127394 / SEC#: , 8-65990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWASCHINSKI, EDWARD BERNARD | CEO / CFO / CCO | 1592996 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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