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ED

Edward Bernard Dowaschinski

CRD# 1592996·Registered 1986 - 2022
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Bernard Dowaschinski, who also goes by Ed Dowaschinski, Ed Dower, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1986 - 2022. Edward had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 27, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ed Dowaschinski, Ed Dower

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

DUNES SECURITIES CORPORATION·CRD# 127394
BD
Hilton Head Island, SC
January 6, 2004 - December 31, 2022
SCHEMBRA SECURITIES, INC.·CRD# 18184
BD
Hilton Head Island, SC
October 16, 1992 - September 6, 2001
RMK INTERNATIONAL SECURITIES, INC.·CRD# 26677
BD
January 23, 1991 - December 20, 1991
DOW, OWEN & CO., INC.·CRD# 22707
BD
September 7, 1988 - February 6, 1990
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
December 23, 1986 - March 10, 1988

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Current Firm

DS
DUNES SECURITIES CORPORATION

DUNES SECURITIES CORPORATION

CRD#: 127394 / SEC#: 8-65990
BD
Terminated by SEC on 01/06/2023

Contact Information

Established

South Carolina since 01/01/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DOWASCHINSKI, EDWARD BERNARDCEO / CFO / CCO1592996

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1988About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1988About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1988About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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