Michael L. Millay
Professional summary
Michael Lee Millay, who also goes by Mike Millay, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Lee Millay's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 11, 2001 - December 31, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 17, 1987 - December 31, 1989
TRANSAMERICA SECURITIES SALES CORPORATION
December 4, 1986 - May 11, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2025)
(7/10/2019)
(9/3/2020)
(7/10/2019)
Exams
Series 6TO
Date: 5/20/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
