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GD

Gregg M. Dolinski

PURSHE KAPLAN STERLING INVESTMENTS
Auburn Hills, MI 48326
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CRD#: 1592865
GD

Professional summary


Gregg Matthew Dolinski is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Auburn Hills, Michigan.

Gregg is registered as a RR (Registered Representative) and started their career in finance in 1986. Gregg has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregg Matthew Dolinski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 15, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2601 Cambridge Court Suite 121, Auburn Hills, MI 48326
BD
CRD#: 35747
Auburn Hills, MI
Past

July 20, 2000 - July 14, 2020

BROADSTONE SECURITIES

BD
CRD#: 101600
AUBURN HILLS, MI
Past

March 8, 1999 - July 18, 2000

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
ANN ARBOR, MI
Past

October 31, 1997 - March 19, 1999

APEX CAPITAL, L.L.C.

BD
CRD#: 40803
HARPER WOODS, MI
Past

November 7, 1996 - November 6, 1997

EAST - WEST CAPITAL CORPORATION

BD
CRD#: 16348
Past

October 31, 1996 - November 14, 1996

SABEL MANAGEMENT INC.

BD
CRD#: 29149
LIVONIA, MI
Past

August 18, 1992 - September 12, 1996

MARINER FINANCIAL SERVICES, INC.

BD
CRD#: 8292
LARGO, FL
Past

November 23, 1987 - July 27, 1992

USA FINANCIAL GROUP, INC.

BD
CRD#: 17819
Past

June 2, 1987 - November 20, 1987

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
Past

December 3, 1986 - June 10, 1987

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/15/2020)
RR
California
(6/15/2020)
RR
Colorado
(7/13/2023)
RR
Florida
(6/15/2020)
RR
Georgia
(7/13/2023)
RR
Illinois
(6/15/2020)
RR
Kansas
(6/15/2020)
RR
Kentucky
(6/15/2020)
RR
Maryland
(6/15/2020)
RR
Massachusetts
(11/14/2024)
RR
Michigan
(6/15/2020)
RR
Minnesota
(11/6/2020)
RR
Missouri
(6/15/2020)
RR
New Jersey
(6/15/2020)
RR
New York
(6/15/2020)
RR
Ohio
(6/15/2020)
RR
Pennsylvania
(6/15/2020)
RR
Texas
(6/15/2020)
RR
Virginia
(2/18/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/10/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PKS HOLDINGS, LLCHOLDING CO.
BOHLEY, TRACEY LEACHIEF FINANCIAL OFFICER4826937
FLOUTON, KATHERINE MARIEPRESIDENT4405001
KVAM, PETER DAVIDCHIEF COMPLIANCE OFFICER4301918
MOTTA, CHRISTOPHER JOHNCOO2741133
PURCELL, JOHN PETERC.E.O.1664678

Disclosures


Regulatory Event11
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747Auburn Hills, MI 48326

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