Marcelo A. Mendoza

CENTRAL FAMILY ADVISORS

New York, NY 10017

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CRD#: 1592140

Professional summary

Marcelo Antonio Mendoza is a registered financial advisor currently at CENTRAL FAMILY ADVISORS, LLC located in New York, New York.

Marcelo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Marcelo has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcelo Antonio Mendoza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2021 - Present

CENTRAL FAMILY ADVISORS, LLC

Office #1: 370 Lexington Avenue Suite 701, New York, NY 10017

RIA

CRD#: 283995

New York, NY

Past

August 16, 2004 - October 14, 2009

UBS INTERNATIONAL INC.

CRD#: 107726

NEW YORK, NY

Past

February 6, 2001 - July 29, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

December 5, 1988 - June 10, 1991

CITICORP FINANCIAL SERVICES,INC.

CRD#: 14675

Past

August 18, 1987 - December 19, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

November 18, 1986 - May 8, 1987

CITICORP FINANCIAL SERVICES,INC.

CRD#: 14675

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTRAL FAMILY ADVISORS, LLC

CRD#: 283995 / SEC#: 801-107940

RIA

Registered Investment Advisory firm - (6/10/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/20/2021)

IAR

Texas
(11/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Current Firm

CENTRAL FAMILY ADVISORS, LLC

CRD#: 283995 / SEC#: 801-107940

RIA

Registered Investment Advisory firm - (6/10/2016 Approved)

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Contact information

Main Address

370 Lexington Avenue Suite 701, New York, NY 10017

Mailing Address

Phone number

(917) 993-7115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTRAL FAMILY ADVISORS, LLC FORM ADV PART 2A MARCH 6, 2025 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 549,810,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marcelo A. Mendoza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcelo Antonio Mendoza's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS INTERNATIONAL INC.

CITICORP INVESTMENT SERVICES

CITICORP FINANCIAL SERVICES,INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITICORP FINANCIAL SERVICES,INC.

Primary Firm SEC Registration

CENTRAL FAMILY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2001

Series 63

Date: 2/20/1987

Series 7

Date: 11/15/1986

Current Firm

CENTRAL FAMILY ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CENTRAL FAMILY ADVISORS, LLC

TRUST BUT VERIFY

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