Joseph S. Ibarra

FIDELITY BROKERAGE SERVICES LLC

Smithfield, RI 02917

Some features on this profile are disabled

CRD#: 1591725

Professional summary

Joseph S Ibarra, who also goes by Jeff Ibarra, Joseph Ibarra, Jeph Ibarra, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Ibarra | Joseph Ibarra | Jeph Ibarra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph S Ibarra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2025 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917

CRD#: 7784

Smithfield, RI

Past

June 4, 2025 - December 31, 2025

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Martinez, CA

Past

August 17, 2021 - January 7, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Walnut Creek, CA

Past

December 22, 2016 - February 20, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CONCORD, CA

Past

December 22, 2016 - February 20, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CONCORD, CA

Past

July 2, 2014 - December 23, 2016

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

EMERYVILLE, CA

Past

July 1, 2014 - December 23, 2016

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

EMERYVILLE, CA

Past

November 23, 2011 - January 31, 2013

WADDELL & REED

RIA

CRD#: 866

CONCORD, CA

Past

November 22, 2011 - January 31, 2013

WADDELL & REED

CRD#: 866

CONCORD, CA

Past

February 19, 2009 - April 7, 2010

LPL FINANCIAL LLC

CRD#: 6413

WALNUT CREEK, CA

Past

February 13, 2009 - April 7, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

WALNUT CREEK, CA

Past

November 3, 2006 - January 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WALNUT CREEK, CA

Past

November 3, 2006 - January 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WALNUT CREEK, CA

Past

July 8, 1997 - November 13, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WALNUT CREEK, CA

Past

November 26, 1996 - November 13, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WALNUT CREEK, CA

Past

July 18, 1996 - November 1, 1996

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

July 31, 1993 - August 9, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 27, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2026)

Alaska
(1/6/2026)

Arkansas
(1/7/2026)

California
(12/26/2025)

Colorado
(1/6/2026)

Connecticut
(1/5/2026)

Delaware
(1/5/2026)

District of Columbia
(1/2/2026)

Florida
(1/6/2026)

Georgia
(1/5/2026)

Hawaii
(1/8/2026)

Idaho
(1/2/2026)

Illinois
(1/5/2026)

Indiana
(1/16/2026)

Iowa
(1/2/2026)

Kansas
(1/7/2026)

Kentucky
(1/6/2026)

Louisiana
(1/5/2026)

Maine
(1/2/2026)

Maryland
(1/5/2026)

Massachusetts
(1/5/2026)

Michigan
(1/6/2026)

Minnesota
(1/2/2026)

Mississippi
(1/9/2026)

Missouri
(1/2/2026)

Montana
(1/2/2026)

Nebraska
(1/2/2026)

Nevada
(1/5/2026)

New Hampshire
(1/5/2026)

New Jersey
(1/15/2026)

New Mexico
(1/5/2026)

New York
(1/2/2026)

North Carolina
(1/5/2026)

North Dakota
(1/12/2026)

Ohio
(1/2/2026)

Oklahoma
(1/5/2026)

Oregon
(1/11/2026)

Pennsylvania
(1/5/2026)

Puerto Rico
(1/22/2026)

Rhode Island
(1/5/2026)

South Carolina
(1/2/2026)

South Dakota
(1/2/2026)

Tennessee
(1/7/2026)

Texas
(1/5/2026)

Utah
(1/5/2026)

Vermont
(1/2/2026)

Virgin Islands
(1/5/2026)

Virginia
(1/2/2026)

Washington
(1/14/2026)

West Virginia
(1/7/2026)

Wisconsin
(1/5/2026)

Wyoming
(1/2/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/1992

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	MEMBER
BRANDNER, CLINT RYAN	CHIEF OPERATIONS OFFICER	7209362
CENATIEMPO, PHILIP J	HEAD OF STRATEGY, PLANNING & ADVICE	4809405
DYER, JANET MARIE	CO - CHIEF COMPLIANCE OFFICER	3186352
MASCIALINO, ROBERT RAYMOND	PRESIDENT/CEO/DIRECTOR	2078086
MCLAUGHLIN, KEVIN MICHAEL	CHIEF FINANCIAL OFFICER	5392417
MERKEN, GAIL RACHEL	CHIEF COMPLIANCE OFFICER	5546717
PETERSON, PAUL DAVID	HEAD OF INVESTMENT ADVISOR GROUP	2387115
STURDY, CHARLES HANCOCK	SECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event	23
Arbitration	126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Loughlin

CITIZENS SECURITIES, INC.

IAR

WARWICK, RI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph S. Ibarra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph S Ibarra's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WADDELL & REED

WADDELL & REED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

ROUND HILL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2021

Series 63

Date: 9/8/2021

SIE

Date: 10/1/2018

Series 7

Date: 1/24/1992

FINRA

New York Stock Exchange

Current Firm

FIDELITY BROKERAGE SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY BROKERAGE SERVICES LLC

TRUST BUT VERIFY

Similar Advisors