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Christopher Blake Tynes

SIGMA FINANCIAL
Bartonville, TX
·CRD# 1590330·39 years experience

Professional Summary

Christopher Blake Tynes, who also goes by Chris Tynes, is a registered financial advisor currently at SIGMA FINANCIAL CORPORATION located in Bartonville, Texas. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Tynes

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
2650 Fm 407 Suite 255 M, Bartonville, TX 76226
July 27, 2010 - Present
SPC·CRD# 110692
RIA
Las Colinas, TX
August 4, 2010 - July 18, 2011
MILKIE/FERGUSON INVESTMENTS, INC.·CRD# 17606
RIA
Irving, TX
October 16, 2006 - July 27, 2010
MILKIE/FERGUSON INVESTMENTS, INC.·CRD# 17606
BD
Irving, TX
February 12, 2004 - July 27, 2010
HILLTOP SECURITIES INC.·CRD# 6220
RIA
Dallas, TX
December 16, 1994 - February 10, 2004
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
November 4, 1994 - February 10, 2004
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 4, 1992 - November 15, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 3, 1988 - September 15, 1992
TEXAS SECURITIES, INC.·CRD# 7655
BD
June 16, 1987 - May 11, 1988
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
January 21, 1987 - June 19, 1987

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Current Firm

SF
SIGMA FINANCIAL CORPORATION

SIGMA FINANCIAL CORPORATION

CRD#: 14303 / SEC#: 8-30466
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103-9508

Mailing Address

300 Parkland Plaza, Ann Arbor, MI 48103-9508

Phone Number

(734) 663-1611

Established

Michigan since 09/20/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020TRUST (OWNER OF ALL VOTING SHARES)—
MCCLELLAN, JOHN ALEXANDERCHIEF RISK AND BUSINESS OFFICER4016479
MYLES, JESSICA ROSEFINOP7201565
PHILLIPS, RICHARD THOMASCHIEF COMPLIANCE OFFICER6041363
PISTOR, RANDOLPH FULVIOCHIEF LEGAL OFFICER5143334
RYDELL, BRANDON DAVIDPRESIDENT2933397
RYDELL, JEROME STANLEYCEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020408389

Disclosures

Regulatory Event

15

Arbitration

11

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/4/2010)
RR
Texas
(8/4/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Blake Tynes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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