Christopher B. Tynes
Professional summary
Christopher Blake Tynes, who also goes by Chris Tynes, is a registered financial advisor currently at SIGMA FINANCIAL CORPORATION located in Bartonville, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Blake Tynes's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2010 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 2650 Fm 407 Suite 255 M, Bartonville, TX 76226August 4, 2010 - July 18, 2011
SPC
October 16, 2006 - July 27, 2010
MILKIE/FERGUSON INVESTMENTS, INC.
February 12, 2004 - July 27, 2010
MILKIE/FERGUSON INVESTMENTS, INC.
December 16, 1994 - February 10, 2004
HILLTOP SECURITIES INC.
November 4, 1994 - February 10, 2004
HILLTOP SECURITIES INC.
September 4, 1992 - November 15, 1994
PRUDENTIAL EQUITY GROUP, LLC
May 3, 1988 - September 15, 1992
LEHMAN BROTHERS INC.
June 16, 1987 - May 11, 1988
TEXAS SECURITIES, INC.
January 21, 1987 - June 19, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2010)
(8/4/2010)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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