Michael A. Gooch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Adrian Gooch, who also goes by Michael Gooch, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 2 firms and has passed the SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1999 - December 18, 2003
INTER-DEALER BROKERS LLC
July 25, 1987 - June 29, 2018
GFI SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
INTER-DEALER BROKERS LLC
CRD#: 45502 / SEC#: , 8-51083
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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