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DF

Donald Patrick Fewer

CRD# 1415123·Registered 1997 - 2023
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Patrick Fewer, who also goes by Don P Fewer, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1997 - 2023. Donald had worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Don P Fewer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

LPS CAPITAL LLC·CRD# 155246
BD
New York, NY
September 27, 2019 - August 3, 2023
AVATAR CAPITAL GROUP LLC·CRD# 150136
BD
Jersey City, NJ
January 26, 2018 - September 26, 2019
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
January 6, 2014 - January 28, 2016
STANDARD CREDIT SECURITIES INC.·CRD# 42813
BD
New York, NY
September 23, 2008 - February 14, 2015
INTER-DEALER BROKERS LLC·CRD# 45502
BD
New York, NY
December 6, 2001 - December 18, 2003
INTER-DEALER BROKERS LLC·CRD# 45502
BD
New York, NY
August 3, 2001 - November 1, 2001
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
October 23, 1997 - May 13, 2008

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Current Firm

LC
LPS CAPITAL LLC

DISCOUNT MUNICIPAL BOND CORP. | TORREY PINES WEALTH MANAGEMENT, INC. | LPS PARTNERS INC. | LPS CAPITAL LLC

CRD#: 155246 / SEC#: 8-68706
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue Suite 502, New York, NY 10022

Mailing Address

600 Lexinggton Avenue Suite 502, New York, NY 10022

Phone Number

(212) 441-3810

Established

California since 05/18/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LPS PARTNERS LLCOWNER—
TARLETON, JOHN WILLIAMPRESIDENT, CCO, FINOP1631047

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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