Linda J. Clark
Professional summary
Linda Jean Clark, who also goes by Linda Jean Steinert, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Colorado Springs, Colorado.
Linda is registered as a RR (Registered Representative) and started their career in finance in 1986. Linda has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Linda Jean Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 423 S. Cascade, Colorado Springs, CO 80903June 1, 2009 - May 22, 2017
MORGAN STANLEY
June 1, 2009 - May 22, 2017
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 1, 1999 - April 2, 2007
MORGAN STANLEY DW INC.
January 9, 1992 - April 2, 2007
MORGAN STANLEY DW INC.
December 26, 1986 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2017)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Colorado Springs, CO 80903TRUST BUT VERIFY
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