Scott M. Tatum
Professional summary
Scott Mcgregor Tatum, CFP®, CIMA®, who also goes by Scott M Tatum, is a registered financial professional currently at ALLIANCEBERNSTEIN INVESTMENTS, INC. located in Atlanta, Georgia.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Mcgregor Tatum's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2007 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.
Office #1: 3560 Lenox Road Ne, Suite 3000, Atlanta, GA 30326May 19, 2004 - March 1, 2007
MFS FUND DISTRIBUTORS, INC.
February 5, 2003 - April 8, 2004
MML INVESTORS SERVICES, LLC
January 16, 2003 - April 8, 2004
MML INVESTORS SERVICES, LLC
September 13, 2000 - March 10, 2003
OFI PRIVATE INVESTMENTS INC
February 24, 1995 - January 16, 2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 8, 1991 - March 28, 1996
AVANTAX INVESTMENT SERVICES, INC.
May 6, 1989 - April 30, 1991
DELAWARE SECURITIES & INVESTMENTS, INC.
May 7, 1987 - May 2, 1989
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2020)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
ALLIANCEBERNSTEIN INVESTMENTS, INC.
CRD#: 14549 / SEC#: , 8-30851
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCEBERNSTEIN CORPORATION OF DELAWARE ("ABCD") | PARENT OF REGISTRANT | |
| ARCHARD, NOEL CHRISTIAN | HEAD OF ETF AND PORTFOLIO SOLUTIONS | 2563745 |
| GESSNER, MARK ANDREW | CHIEF EXECUTIVE OFFICER | 2447287 |
| KRUEGER, GARY MICHAEL | DIRECTOR, CHIEF FINANCIAL OFFICER | 2840211 |
| MANLEY, MARK RANDALL | DIRECTOR AND CORPORATE SECRETARY | 1294370 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Disclosures
| Regulatory Event | 5 |
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