Phillip L. Price
Professional summary
Phillip Levy Price is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Austin, Texas.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 1987. Phillip has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Levy Price's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2006 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 6805 Capital Of Texas Highway Suite 350, Austin, TX 78731February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
July 20, 2000 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
December 15, 1995 - September 1, 2000
PENSON FINANCIAL SERVICES, INC.
July 29, 1991 - December 15, 1995
SERVICE ASSET MANAGEMENT COMPANY
June 10, 1991 - July 25, 1991
AVANTAX INVESTMENT SERVICES, INC.
December 24, 1987 - September 5, 1990
HILLTOP SECURITIES INC.
January 19, 1987 - December 31, 1987
MOMENTUM INDEPENDENT NETWORK INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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