CA
Charles F. Albert
CRESCENT ADVISOR GROUP
Salem, NH
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CRD#: 1588365
CA
Professional summary
Charles Forrest Albert, who also goes by Charles Forest Albert, Charles Forrest Albert, is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Salem, New Hampshire.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Charles has worked at 4 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Forest Albert | Charles Forrest Albert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Stillwater Financial Salem, NH Consultant Investment related Fee Based start date 08/2019 50hrs/month Advise asset managers bringing new products to the Retail Channel. Review structure, strategy, product positioning and distribution options. Optimize presentations for BD/Advisor audiences. Rover Non- Investment www.rover.com Pet Services Pet sitting 12.22.2021 10-15 hrs pre-week Dog sitting & walking from home
CRS (Client Relationship Summary) - RIA
Click below to view Charles Forrest Albert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2025 - Present
CRESCENT ADVISOR GROUP, INC.
RIA
CRD#: 115974
Salem, NH
Past
August 10, 2023 - December 31, 2024
CRESCENT ADVISOR GROUP, INC.
RIA
CRD#: 115974
Salem, NH
Past
October 8, 2020 - June 2, 2022
AEON CAPITAL INC
BD
CRD#: 164004
NEW YORK, NY
Past
June 5, 2009 - June 24, 2019
TRUST ADVISORY GROUP LTD
RIA
CRD#: 106926
WOBURN, MA
Past
May 18, 2009 - June 24, 2019
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
WOBURN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(5/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
