David J. Schnall
Professional summary
David Joseph Schnall, who also goes by David J Schnall, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Miller Place, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. David has worked at 11 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Schnall's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 1303 Main Street, Port Jefferson, NY 11777September 19, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777October 21, 2014 - September 30, 2024
UBS FINANCIAL SERVICES INC.
July 17, 2014 - September 30, 2024
UBS FINANCIAL SERVICES INC.
June 10, 2009 - July 22, 2014
MORGAN STANLEY
January 1, 2008 - June 10, 2009
WELLS FARGO CLEARING SERVICES, LLC
May 23, 1995 - January 3, 2008
A. G. EDWARDS & SONS, INC.
October 2, 1990 - June 5, 1995
W.J. NOLAN & COMPANY, INC.
May 19, 1988 - September 28, 1990
PATAGON.COM SECURITIES CORP.
February 17, 1988 - May 5, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
November 4, 1987 - February 27, 1988
GREELEY SECURITIES, INC.
September 24, 1987 - November 16, 1987
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2024)
(9/19/2024)
(9/19/2024)
(9/19/2024)
(9/20/2024)
(5/27/2025)
(3/20/2025)
(9/19/2024)
(9/19/2024)
(9/19/2024)
(9/19/2024)
(9/19/2024)
(10/7/2024)
(9/19/2024)
(9/19/2024)
(9/19/2024)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
