Robert M. Pickett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Marion Pickett, who also goes by Bob Pickett, Bobby Pickett, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2013 - May 16, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
June 26, 2009 - September 28, 2012
FORESTERS EQUITY SERVICES, INC.
September 16, 1998 - June 17, 2009
QUEST CAPITAL STRATEGIES, INC.
October 13, 1992 - September 1, 1998
FORESTERS EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
