Thomas West Johnson
Professional Summary
Thomas West Johnson, who also goes by T.j Johnson, Tom Johnson, is a registered financial advisor currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
T.j Johnson, Tom Johnson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
BENGUR BRYAN & CO., INC.
Contact Information
Main Address
509 South Exeter Street Suite 210, Baltimore, MD 21202Mailing Address
509 South Exeter Street Suite 210, Baltimore, MD 21202Phone Number
(443) 573-3030Established
Maryland since 06/02/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRYAN, CHARLES ALAN | CHIEF COMPLIANCE OFFICER | 1587605 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/6/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Aug 1992SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas West Johnson's CRS (Customer Relationship Summary).
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