Thomas W. Johnson
Professional summary
Thomas West Johnson, who also goes by T.j Johnson, Tom Johnson, is a registered financial professional currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas West Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2018 - Present
BENGUR BRYAN & CO., INC.
Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202September 14, 2011 - August 2, 2016
HSBC SECURITIES (USA) INC.
January 24, 2003 - August 9, 2011
SIGNAL HILL CAPITAL GROUP LLC
June 14, 1999 - February 7, 2002
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
August 31, 1992 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 8/27/1992
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BENGUR BRYAN & CO., INC.
CRD#: 36290 / SEC#: , 8-47072
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRYAN, CHARLES ALAN | CHIEF COMPLIANCE OFFICER | 1587605 |
Red Flags
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